AJ Bell PLC Director/PDMR Shareholding (5382M)
January 12 2023 - 4:24AM
UK Regulatory
TIDMAJB
RNS Number : 5382M
AJ Bell PLC
12 January 2023
AJ Bell plc
("AJ Bell" or the "Company")
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
AJ Bell announces it was notified on 10 January 2023 that as
part of an offer of free shares to all eligible employees under the
Company's HM Revenue and Customs approved Buy As You Earn scheme
(BAYE):
(1) each person discharging managerial responsibilities ( PDMR)
in AJ Bell who is named in column (1) of the below table received
the number of ordinary shares of GBP0.000125 each (Ordinary Shares)
in the issued share capital of AJ Bell set alongside their
respective names in column (2) of the below table for nil
consideration.
(1) (2)
PDMR Number of Ordinary
Shares acquired
-------------------
Roger Stott 28
-------------------
Bruce Robinson 28
-------------------
Mo Tagari 28
-------------------
Liz Carrington 28
-------------------
Kevin Doran 28
-------------------
Billy Mackay 28
-------------------
Karen Goodman 28
-------------------
(2) Nick Carrington, who is a person closely associated (PCA)
with Liz Carrington, a PDMR, received 559 Ordinary Shares for nil
consideration.
(3) Following completion of the above Transactions, each PDMR
who is named in column (1) of the below table is interested in the
number of Ordinary Shares in AJ Bell and percentage of AJ Bell's
issued share capital set alongside their respective name in columns
(2) and (3) of the below table.
(1) (2) (3)
PDMR Number of Ordinary % of issued share
Shares in which capital
interested
------------------- ------------------
Roger Stott 231,203 0.056
------------------- ------------------
Bruce Robinson 653,796 0.159
------------------- ------------------
Mo Tagari 91,865 0.022
------------------- ------------------
Liz Carrington 597,994 0.145
------------------- ------------------
Kevin Doran 244,843 0.059
------------------- ------------------
Billy Mackay 1,549,456 0.377
------------------- ------------------
Karen Goodman 109 0.000
------------------- ------------------
The notifications below, made in accordance with the
requirements of the EU Market Abuse Regulation, provide further
details.
ENQUIRIES
AJ Bell
Bruce Robinson, Company Secretary +44 (0) 780 234 4859
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Roger Stott
---------------------------------------- ---------------------------------------
Reason for the notification
2
---------------------------------------------------------------------------------
a) Position/status Chief Operating Officer/PDMR
---------------------------------------- ---------------------------------------
b) Initial notification Initial Notification
/Amendment
---------------------------------------- ---------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------
a) Name AJ Bell plc
---------------------------------------- ---------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
---------------------------------------- ---------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
---------------------------------------- ---------------------------------------
b) Nature of the Award of free shares under BAYE
transaction
---------------------------------------- ---------------------------------------
c) Currency GBP
---------------------------------------- ---------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
---------------------------------------- ------------------ -------------------
GBP nil 28
---------------------------------------------------------------- -------------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Aggregated
Price
---------------------------------------- ---------------------------------------
f) Date of the transaction 6 January 2023
---------------------------------------- ---------------------------------------
g) Place of the Outside of a trading venue
transaction
---------------------------------------- ---------------------------------------
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Bruce Robinson
---------------------------------------- --------------------------------------------
Reason for the notification
2
--------------------------------------------------------------------------------------
a) Position/status Group Legal Service Director and Company
Secretary/PDMR
---------------------------------------- --------------------------------------------
b) Initial notification Initial Notification
/Amendment
---------------------------------------- --------------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
--------------------------------------------------------------------------------------
a) Name AJ Bell plc
---------------------------------------- --------------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
---------------------------------------- --------------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
--------------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
---------------------------------------- --------------------------------------------
b) Nature of the Award of free shares under BAYE
transaction
---------------------------------------- --------------------------------------------
c) Currency GBP
---------------------------------------- --------------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
---------------------------------------- --------------------- ---------------------
GBP nil 28
------------------------------------------------------------------- ---------------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Price
- Aggregated
total
---------------------------------------- --------------------------------------------
f) Date of the transaction 6 January 2023
---------------------------------------- --------------------------------------------
g) Place of the Outside of a trading venue
transaction
---------------------------------------- --------------------------------------------
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Mohamed Tagari
---------------------------------------- ---------------------------------------
Reason for the notification
2
---------------------------------------------------------------------------------
a) Position/status Chief Technology Officer/PDMR
---------------------------------------- ---------------------------------------
b) Initial notification Initial Notification
/Amendment
---------------------------------------- ---------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------
a) Name AJ Bell plc
---------------------------------------- ---------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
---------------------------------------- ---------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
---------------------------------------- ---------------------------------------
b) Nature of the Award of free shares under BAYE
transaction
---------------------------------------- ---------------------------------------
c) Currency GBP
---------------------------------------- ---------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
---------------------------------------- ------------------ -------------------
GBP nil 28
---------------------------------------------------------------- -------------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Price
- Aggregated
total
---------------------------------------- ---------------------------------------
f) Date of the transaction 6 January 2023
---------------------------------------- ---------------------------------------
g) Place of the Outside of a trading venue
transaction
---------------------------------------- ---------------------------------------
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Elizabeth Carrington
---------------------------------------- ---------------------------------------
Reason for the notification
2
---------------------------------------------------------------------------------
a) Position/status HR Director/PDMR
---------------------------------------- ---------------------------------------
b) Initial notification Initial Notification
/Amendment
---------------------------------------- ---------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------
a) Name AJ Bell plc
---------------------------------------- ---------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
---------------------------------------- ---------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
---------------------------------------- ---------------------------------------
b) Nature of the Award of free shares under BAYE
transaction
---------------------------------------- ---------------------------------------
c) Currency GBP
---------------------------------------- ---------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
---------------------------------------- ------------------ -------------------
GBP nil 28
---------------------------------------------------------------- -------------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Price
- Aggregated
total
---------------------------------------- ---------------------------------------
f) Date of the transaction 6 January 2023
---------------------------------------- ---------------------------------------
g) Place of the Outside of a trading venue
transaction
---------------------------------------- ---------------------------------------
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Kevin Doran
---------------------------------------- ---------------------------------------
Reason for the notification
2
---------------------------------------------------------------------------------
a) Position/status D2C Managing Director/PDMR
---------------------------------------- ---------------------------------------
b) Initial notification Initial Notification
/Amendment
---------------------------------------- ---------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------
a) Name AJ Bell plc
---------------------------------------- ---------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
---------------------------------------- ---------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
---------------------------------------- ---------------------------------------
b) Nature of the Award of free shares under BAYE
transaction
---------------------------------------- ---------------------------------------
c) Currency GBP
---------------------------------------- ---------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
---------------------------------------- ------------------ -------------------
GBP nil 28
---------------------------------------------------------------- -------------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Price
- Aggregated
total
---------------------------------------- ---------------------------------------
f) Date of the transaction 6 January 2023
---------------------------------------- ---------------------------------------
g) Place of the Outside of a trading venue
transaction
---------------------------------------- ---------------------------------------
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Billy Mackay
---------------------------------------- ---------------------------------------
Reason for the notification
2
---------------------------------------------------------------------------------
a) Position/status Advised Managing Director/PDMR
---------------------------------------- ---------------------------------------
b) Initial notification Initial Notification
/Amendment
---------------------------------------- ---------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------
a) Name AJ Bell plc
---------------------------------------- ---------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
---------------------------------------- ---------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
---------------------------------------- ---------------------------------------
b) Nature of the Award of free shares under BAYE
transaction
---------------------------------------- ---------------------------------------
c) Currency GBP
---------------------------------------- ---------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
---------------------------------------- ------------------ -------------------
GBP nil 28
---------------------------------------------------------------- -------------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Price
- Aggregated
total
---------------------------------------- ---------------------------------------
f) Date of the transaction 6 January 2023
---------------------------------------- ---------------------------------------
g) Place of the Outside of a trading venue
transaction
---------------------------------------- ---------------------------------------
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Karen Goodman
---------------------------------------- ---------------------------------------
Reason for the notification
2
---------------------------------------------------------------------------------
a) Position/status Chief Risk Officer/PDMR
---------------------------------------- ---------------------------------------
b) Initial notification Initial Notification
/Amendment
---------------------------------------- ---------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------
a) Name AJ Bell plc
---------------------------------------- ---------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
---------------------------------------- ---------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
---------------------------------------- ---------------------------------------
b) Nature of the Award of free shares under BAYE
transaction
---------------------------------------- ---------------------------------------
c) Currency GBP
---------------------------------------- ---------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
---------------------------------------- ------------------ -------------------
GBP nil 28
---------------------------------------------------------------- -------------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Price
- Aggregated
total
---------------------------------------- ---------------------------------------
f) Date of the transaction 6 January 2023
---------------------------------------- ---------------------------------------
g) Place of the Outside of a trading venue
transaction
---------------------------------------- ---------------------------------------
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Nicholas Carrington
---------------------------------------- ---------------------------------------------------
Reason for the notification
2
---------------------------------------------------------------------------------------------
a) Position/status PCA with Elizabeth Carrington, HR Director/PDMR
---------------------------------------- ---------------------------------------------------
b) Initial notification Initial Notification
/Amendment
---------------------------------------- ---------------------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------------------
a) Name AJ Bell plc
---------------------------------------- ---------------------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
---------------------------------------- ---------------------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
---------------------------------------- ---------------------------------------------------
b) Nature of the Award of free shares under BAYE
transaction
---------------------------------------- ---------------------------------------------------
c) Currency GBP
---------------------------------------- ---------------------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
---------------------------------------- ------------------------ -------------------------
GBP nil 559
---------------------------------------------------------------------- -------------------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Price
- Aggregated
total
---------------------------------------- ---------------------------------------------------
f) Date of the transaction 6 January 2023
---------------------------------------- ---------------------------------------------------
g) Place of the London Stock Exchange
transaction
---------------------------------------- ---------------------------------------------------
Name of officer of issuer responsible for making notification:
Bruce Robinson (Company Secretary)
Date of notification: 12 January 2023
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END
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