In State Street, Government Scores Quiet Bailout Victory
May 19 2009 - 4:15PM
Dow Jones News
Chalk up one small victory for Uncle Sam's bailout of large
financial firms.
Monday's news out of State Street Corp. (STT) offered at least a
modicum of proof that the U.S. Treasury could exit its rescue of
the banking industry faster than many free-market purists feared.
In one fell swoop, the Boston custodial bank said it would raise
capital, clean up its messy finances and move quickly to repay the
U.S. government's $2 billion investment. While the end of State
Street's government investment isn't official yet, it and a number
of firms are awaiting the final rules for repaying public
support.
State Street's thrill ride through the financial crisis isn't as
well known as those of Citigroup Inc. (C), Bank of America Corp.
(BAC) and other commercial banks. But State Street has faced its
own set of banking-crisis travails - and the government's
just-completed stress tests, which cleared State Street of needing
new capital, helped resolve the bulk of the firm's issues far
quicker than most expected.
"I think the best thing the government did for (State Street)
was the stress test," said Nancy Bush, an analyst at NAB
Research.
Like rivals Northern Trust Corp. (NTRS) and Bank of New York
Mellon Corp. (BK), State Street, which declined to comment, is
considered a trust and processing bank - occupying a typically
sleepy corner of the banking industry that holds and manages assets
for institutions and wealthy investors.
But similar to its more aggressive commercial bank siblings,
State Street expanded its business during the credit boom in
unorthodox ways that would later come back to haunt the
217-year-old firm.
For starters, State Street ballooned its investment portfolio
during the boom, leaving it vulnerable to cratering markets.
More crucially, State Street also operates a $22.7 billion set
of complicated vehicles, known as "conduits," that issue commercial
paper. The conduits were originally intended to generate profits
while remaining separate from State Street's balance sheet - that
is, until last year, when troubled credit markets forced State
Street to step in and support the vehicles.
The fears that State Street would eventually have to take the
conduits onto its balance sheet came to a head in mid-January. In
one day, the firm's shares fell an eye-popping 60%; they remain
more than 42% off their 52-week high.
To stem the ebbing tide of confidence, State Street said it
would consolidate the conduits onto its balance sheet at the end of
2009 and, in the meantime, set aside earnings to make sure it had
enough capital on hand come December.
On Monday, State Street essentially pressed the fast-forward
button.
The firm raised $2 billion by selling new stock to private
investors. It also sold debt not guaranteed by the federal
government, an option not yet likely available for some other large
firms. Investors even accepted without blinking the $3.7 billion in
losses that State Street posted from consolidating the conduits;
State Street's stock rose 8.5%. In late Tuesday trading, the stock
was up 4.6%.
Those moves amount to a small victory for the Obama
administration's efforts to prop up the nation's banking industry
without owning firms outright.
It wasn't clear even a few weeks ago that State Street would
soon be able to raise new private capital. The firm's timeline for
repaying the government, moreover, was much less clear than that of
its trust bank rivals, which have worked quickly to exit government
ownership.
What's more, Obama and Treasury Secretary Geithner can cheer the
free markets for likely abbreviating the government's involvement
with State Street.
In the last 10 days, banks have raised billions by issuing new
shares, due in part to heavy appetite from asset managers, who are
worried about missing the rally in financial shares.
But another free-market dynamic - open competition from rivals -
also likely pushed State Street to act quickly.
Rivals Northern Trust and Bank of New York Mellon have already
raised the money they need to repay their government investments.
They are situated to bid strongly for businesses and assets that
could soon be for sale.
The threat of strengthening competition "pretty much put the
competitive onus on State Street," said NAB's Bush.
The government would sure be glad to see it stay there.
-By Marshall Eckblad, Dow Jones Newswires; 201-938-4306;
marshall.eckblad@dowjones.com