Current Report Filing (8-k)
August 26 2022 - 04:33PM
Edgar (US Regulatory)
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2022-08-26 2022-08-26 iso4217:USD xbrli:shares iso4217:USD
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________________________________
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
___________________________________________________________________
Date of Report (Date of earliest event
reported): August
26, 2022
AULT DISRUPTIVE TECHNOLOGIES CORPORATION
(Exact name of registrant as specified in its charter)
|
Delaware |
|
001-41171 |
|
86-2279256 |
(State or other jurisdiction of
incorporation or organization) |
|
(Commission File Number) |
|
(I.R.S. Employer Identification
No.) |
11411 Southern Highlands Parkway,
Suite 240,
Las Vegas,
NV
89141
(Address of principal executive offices) (Zip Code)
(949)
444-5464
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
o |
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425) |
|
o |
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
o |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
|
o |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
|
Title of each class |
|
Trading
Symbol(s)
|
|
Name of each exchange on which registered |
|
Common Stock, $0.001 par value |
|
ADRT |
|
NYSE American |
|
Redeemable Warrants, each exercisable for one share of Common Stock
at an exercise price of $11.50 |
|
ADRTW |
|
NYSE American |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If
an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
|
ITEM 3.01 |
NOTICE OF DELISTING OR
FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD; TRANSFER
OF LISTING |
As previously reported in a
Form 12b-25 Notification of Late Filing filed by Ault
Disruptive Technologies Corporation (the “Company”) on
August 15, 2022, the Company was delayed in filing with the Securities
and Exchange Commission (the “SEC”) its Quarterly Report on
Form 10-Q for the period ended June 30, 2022 (the “Form
10-Q”) without unreasonable effort or expense.
On August 23, 2022, in
accordance with standard procedures related to the delayed filing
of the Form 10-Q with the SEC, the Company received a notice of
noncompliance (the “Notice”) from NYSE American LLC
(“NYSE American”, or the “Exchange”) stating that the
Company is subject to the procedures and requirements set forth in
Section 1007 of the NYSE American Company Guide (the “Company
Guide”). The Company Guide provides the Company with five (5)
days from the date of the Notice to (a) contact the Exchange to
discuss the status of the Form 10-Q and (b) issue a press release
disclosing the occurrence of the filing delinquency, the reason
therefor, and, if known, the anticipated date on which the Form
10-Q will be filed.
The Company regained
compliance with the NYSE American continued listing requirements as
a result of filing the Form 10-Q later on August 23, 2022.
Consequently, the Notice will have no effect on the listing or
trading of the Company's securities on the Exchange.
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
| |
AULT DISRUPTIVE TECHNOLOGIES
CORPORATION |
| |
|
|
| |
|
|
| Dated: August 26, 2022 |
/s/
Henry Nisser |
|
| |
|
|
| |
Henry
Nisser
President and
General Counsel
|
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