Statement of Changes in Beneficial Ownership (4)
July 29 2020 - 7:42PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Harris Parker |
2. Issuer Name and Ticker or Trading Symbol
SALESFORCE.COM, INC.
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CRM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Co-Founder and CTO |
(Last)
(First)
(Middle)
415 MISSION STREET, 3RD FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/28/2020 |
(Street)
SAN FRANCISCO, CA 94105
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 7/28/2020 | | G(1)(2) |
V
| 500 | D | $0 | 996487 | I | By HJ Family Trust (3) |
Common Stock | 7/28/2020 | | M(1) | | 5000 | A | $59.34 | 66132 | D | |
Common Stock | 7/28/2020 | | S(1) | | 1464 | D | $189.7477 (4) | 64668 | D | |
Common Stock | 7/28/2020 | | S(1) | | 1717 | D | $190.8224 (5) | 62951 | D | |
Common Stock | 7/28/2020 | | S(1) | | 1100 | D | $191.60 (6) | 61851 | D | |
Common Stock | 7/28/2020 | | S(1) | | 719 | D | $192.6456 (7) | 61132 | D | |
Common Stock | | | | | | | | 292972 | I | By GP Family Trust (8) |
Common Stock | | | | | | | | 292972 | I | By Holly Familytrust (9) |
Common Stock | | | | | | | | 173760 | I | GPH Exempt GST (10) |
Common Stock | | | | | | | | 173760 | I | HJ Exempt GST (11) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-qualified Stock Option (Right to Buy) | $59.34 | 7/28/2020 | | M (1) | | | 5000 | 11/25/2015 (12) | 11/25/2021 | Common Stock | 5000 | $0 | 258685 | D | |
Explanation of Responses: |
(1) | The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date. |
(2) | Gifts to charitable organizations. |
(3) | Shares held in The G. Parker Harris III & Holly L. Johnson Family Trust. |
(4) | Weighted average price. These shares were sold in multiple transactions at prices ranging from $189.2100 to $190.2000 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
(5) | Weighted average price. These shares were sold in multiple transactions at prices ranging from $190.2400 to $191.2200 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
(6) | Weighted average price. These shares were sold in multiple transactions at prices ranging from $191.2400 to $191.9600 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
(7) | Weighted average price. These shares were sold in multiple transactions at prices ranging from $192.3500 to $192.9400 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
(8) | Shares held in The G. Parker Harris III Family Trust under the G. Parker Harris, III Grantor Retained Annuity Trust, dated December 19, 2003. |
(9) | Shares held in The Holly L. Johnson Family Trust under the Holly L. Johnson Grantor Retained Annuity Trust, dated December 19, 2003. |
(10) | Shares held in The G. Parker Harris III Exempt GST Family Trust. |
(11) | Shares held in The Holly L. Johnson Exempt GST Family Trust. |
(12) | Option vests over four years at the rate of 25% on November 25, 2015, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Harris Parker 415 MISSION STREET 3RD FLOOR SAN FRANCISCO, CA 94105 | X |
| Co-Founder and CTO |
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Signatures
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/s/ Lisa Yun, Attorney-in-Fact for Parker Harris | | 7/29/2020 |
**Signature of Reporting Person | Date |
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