Morgan Stanley Securities Limited Form 8.5 (EPT/RI) Invensys PLC (9632W)
January 06 2014 - 5:37AM
UK Regulatory
TIDMISYS
RNS Number : 9632W
Morgan Stanley Securities Limited
06 January 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities Limited
---------------------------------------------------------------------------------- ----------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form INVENSYS PLC
relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------------------------------- ----------------------------------
(c) Name of the party to the offer with which exempt principal trader is SCHNEIDER ELECTRIC SA
connected:
---------------------------------------------------------------------------------- ----------------------------------
(d) Date dealing undertaken: 03 JANUARY 2014
---------------------------------------------------------------------------------- ----------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code Yes
in respect
of any other party to this offer?
---------------------------------------------------------------------------------- ----------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/sales Total number Highest price Lowest price
security of securities per unit paid/received per unit paid/received
------------------ ---------------- --------------- ------------------------ ------------------------
12.5P ORDINARY PURCHASES 136,236 5.0700 GBP 5.0450 GBP
------------------ ---------------- --------------- ------------------------ ------------------------
12.5P ORDINARY SALES 116,962 5.0700 GBP 5.0450 GBP
------------------ ---------------- --------------- ------------------------ ------------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per
security e.g. CFD e.g. opening/closing securities unit
a long/short position,
increasing/reducing
a long/short position
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD LONG 882 5.0450 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD LONG 584 5.0450 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD LONG 6,991 5.0585 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD LONG 178 5.0600 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD LONG 267 5.0608 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD LONG 25,392 5.0617 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD LONG 1,072 5.0617 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD LONG 59,074 5.0624 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD SHORT 2,836 5.0450 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD SHORT 221 5.0450 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD SHORT 6,785 5.0450 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD SHORT 89 5.0450 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD SHORT 1,083 5.0450 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD SHORT 1,122 5.0450 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD SHORT 1,764 5.0600 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD SHORT 21,748 5.0600 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD SHORT 59,074 5.0603 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD SHORT 3,401 5.0607 GBP
------------------ -------------------- ------------------------ -------------------- -----------
12.5P ORDINARY CFD SHORT 1,471 5.0664 GBP
------------------ -------------------- ------------------------ -------------------- -----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type e.g. Expiry Option
of relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercising
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
------------------ -------------------- --------------------- ---------------
N/A N/A N/A N/A
------------------ -------------------- --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
------------------ -------------------- -------- -----------------
N/A N/A N/A N/A
------------------ -------------------- -------- -----------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 06 JANUARY 2014
--------------------- --------------------
Contact name: Darren Wickert
--------------------- --------------------
Telephone number: +44 (0)20 7425 6578
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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