Carillion PLC Holding(s) in Company (8554L)
October 06 2016 - 2:58AM
UK Regulatory
TIDMCLLN TIDM0H7D
RNS Number : 8554L
Carillion PLC
06 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or CARILLION PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- -----------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
------------------------------------------------------------------ --------------------------------
An acquisition or disposal of qualifying financial x
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ --------------------------------
An acquisition or disposal of instruments with x
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ --------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ --------------------------------
Other (please
specify):
--------------------------------------------------------- ------- --------------------------------
3. Full name of person(s) Deutsche Bank AG
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ---------------------------------------
4. Full name of shareholder(s) Deutsche Bank AG, London Branch
(if different from 3.):(iv)
----------------------------------------------------------- ---------------------------------------
5. Date of the transaction 03/10/2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ---------------------------------------
6. Date on which issuer 05/10/2016
notified:
----------------------------------------------------------- ---------------------------------------
7. Threshold(s) that is/are Below 6%
crossed or
reached: (vi, vii)
----------------------------------------------------------- ---------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- ------------- --------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ------------- ------------- ------------ ------------ -----------
GB0007365546 13,101,085 13,101,085 12,924,032 12,924,032 0 3.00% 0
--------------- --------------- ------------- ------------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------ ----------------------------- ---------------------
Right to Recall 1700 0.0004%
----------------- ------------- ------------------------------ ----------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- --------------- ----------------------------- -----------------------
Swaps 27-Sep-17 11,655,331 Nominal Delta
--------------- ------------- ------------- --------------- ----------------------------- ------------ ---------
2.71% 2.71%
------------- ----------- ----------- ----------- ----------- ------------ ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
24,581,063 5.71%
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------
Deutsche Bank AG, London Branch - 5.71%
Proxy Voting:
-----------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- --------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- --------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- --------------
13. Additional information:
------------------------------------------------------------- --------------
14. Contact name: Vikraj Dowlul
------------------------------------------------------------- --------------
15. Contact telephone number: 0207 545 0336
------------------------------------------------------------- --------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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