City of London Investment Group PLC Holding(s) in Company (8877Y)
December 08 2017 - 1:36PM
UK Regulatory
TIDMCLIG
RNS Number : 8877Y
City of London Investment Group PLC
08 December 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the City of London Investment Group PLC
underlying issuer of existing shares
to which voting rights are attached(i)
--------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)
----
3. Details of person subject to the notification obligation
Name BlackRock, Inc.
City and country of registered office Wilmington, DE, USA
(if applicable)
4. Full name of shareholder(s) (if different from 3.)
Name
--------------------------------------------
City and country of registered office
(if applicable)
--------------------------------------------
5. Date on which the threshold was 07/12/2017
crossed or reached
--------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 08/12/2017
--------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ --------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 9.93% 0.00% 9.94% 26,861,707
------------------ --------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 10.03% 0.00% 10.04%
------------------ --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
----------------------------
GB00B104RS51 2,669,774 9.93%
---------------------- ---------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 2,669,774 9.93%
---------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument be acquired if
the instrument
is
exercised/converted.
------------ ------------------------------- -------------------------------- ---------------------
Securities
Lending 1,850 0.00%
------------ ------------------------------- -------------------------------- ---------------------
SUBTOTAL 8. B 1 1,850 0.00%
------------------------------- -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date Conversion cash voting rights rights
instrument Period settlement
----------------- -------------------- --------------------- --------------------
SUBTOTAL 8.B.2
--------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(i)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary)
Name % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
See Attachment
---------------------- --------------------- ------------------------
BlackRock, Inc.
---------------------- --------------------- ------------------------
BlackRock Holdco
2, Inc.
---------------------- --------------------- ------------------------
BlackRock Financial
Management, Inc.
---------------------- --------------------- ------------------------
BlackRock International
Holdings, Inc.
---------------------- --------------------- ------------------------
BR Jersey International
Holdings L.P.
---------------------- --------------------- ------------------------
BlackRock Group
Limited
---------------------- --------------------- ------------------------
BlackRock Investment
Management (UK)
Limited 9.54% 9.54%
---------------------- --------------------- ------------------------
BlackRock, Inc.
---------------------- --------------------- ------------------------
BlackRock Holdco
2, Inc.
---------------------- --------------------- ------------------------
BlackRock Financial
Management, Inc.
---------------------- --------------------- ------------------------
BlackRock International
Holdings, Inc.
---------------------- --------------------- ------------------------
BR Jersey International
Holdings L.P.
---------------------- --------------------- ------------------------
BlackRock Group
Limited
---------------------- --------------------- ------------------------
BlackRock Advisors
(UK) Limited
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights
held
The date until which the voting rights
will be held
11. Additional information(i)
BlackRock Regulatory Threshold Reporting Team
Jana Blumenstein
020 7743 3650
Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
Date of completion 8 December, 2017
----------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
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