4th UPDATE:FHLB Seattle Likely To Breach Capital Requirement
January 13 2009 - 4:42PM
Dow Jones News
The Federal Home Loan Bank of Seattle is likely to breach a
critical regulatory capital requirement due to the deteriorating
value of its investments in mortgage bonds not guaranteed by Fannie
Mae (FNM) and Freddie Mac (FRE), which have been at the heart of
the housing crisis.
The bank, which enjoys the backing of the federal government as
a branch in the FHLB system, said it could report a capital
shortfall as of Dec. 31, 2008, according to a filing with the
Securities and Exchange Commission. It has asked its regulator, the
Federal Housing Finance Agency, to ease the capital requirement.
Officials at the FHFA said they were considering FHLB Seattle's
request. The regulator said it does have the ability to set new
risk-based capital standards for the FHLBs.
Breach of this level means the bank can't pay out dividends
since it will be forced to conserve capital.
The Seattle bank is part of a regional system of 12 home-loan
banks that is a cousin to housing finance giants Fannie Mae and
Freddie Mac. The FHLB branches act as a prime source of funding for
U.S. banks, which in turn provide financing for home borrowers.
The problem at the Seattle branch centers on its investment
portfolio, which has dedicated $6 billion of its holdings to
riskier mortgage bonds known as private label securities as of
Sept. 30, 2008. The bank reported that the fair value of these
triple-A rated securities was about $4.57 billion as of Sept. 30,
2008. The depreciation of these assets, especially over the months
of market turmoil in the last quarter of last year, increases the
amount of capital the bank needs to set aside to cover any
potential losses.
The FHLB branches of Pittsburgh and San Francisco have also
suspended their dividends for the fourth quarter, but officials at
these branches wouldn't comment on whether they were in danger of
violating the capital threshold set by the FHFA.
The FHLBanks argue that because these investments will be held
to maturity, potential losses are being overstated by prices
depressed by extraordinary market conditions.
In a letter to members filed with the SEC, FHLB Seattle Chief
Executive Chief Executive Richard Riccobono said: "We believe that
the calculation of risk-based capital under the current rules
significantly overstates our market risk in the current market
environment."
Last week, Brian Harris, a senior vice president and lead
analyst of FHLBs at Moody's Investors Service, said in a report
that the 12 Federal Home Loan Banks faced possible write-downs on
their $76 billion portfolio of private-label mortgage bonds. In a
worst-case scenario, the total capital requirement at just four of
the FHL Banks would remain above regulatory minimums, although the
he said that was unlikely.
The Seattle bank as well as the Chicago FHLB branch had already
posted losses on their mortgage holdings, Harris said.
A spokeswoman at FHLB Chicago said the bank hasn't announced any
potential for capital shortfalls, and declined to comment
further.
Michael Ciota, spokesman for the FHLB system, said that "the
FHLBanks are working together to meet the challenges of the current
distressed market and plan on providing enhanced financial
disclosure during first quarter so interested parties can better
assess our current condition."
Meanwhile, the 12 FHL Bank presidents have directly written to
the Financial Accounting Standards Board, which sets accounting
guidelines, to clarify the issue given that the fair value of these
securities may not be an accurate reflection of their actual
value.
In addition, the chief financial officer of the home loan bank
of Pittsburgh wrote to the chairman of the Securities and Exchange
Commission on the issue.
In its the filing, the Seattle FHLB CEO said the bank holds $2.8
billion in permanent capital, which is sufficient cover risks in
its balance sheet. He also noted that the bank recalculates the
value of its portfolio on a monthly basis so it's possible it could
be compliant with existing regulatory requirements in the
future.
However, an immediate result of the likely shortfall in the risk
capital is that the Seattle bank won't be able to redeem or buy
back any of its outstanding Class A or Class B stock. According to
federal regulations, a Federal Home Loan Bank that fails to meet
any regulatory capital requirement can't declare a dividend or
repurchase stock.
However, the bank already has been in a capital conservation
mode and didn't issue any dividend in the third quarter of last
year, and said it doesn't plan to pay one in the fourth quarter
either.
The FHLBanks enjoy the government's backing like Fannie and
Fannie. When the government put the two mortgage giants under
conservatorship, they also created a backstop lending facility for
the 12 federal home loans banks.
In addition, as part of the Federal Reserve's purchase of debt
securities backed by these government-sponsored enterprises, the
central bank has been buying FHLB debt. This has helped lower the
borrowing costs of these banks in the debt markets. Further,
because investors assume the U.S. government would rescue the
home-loan banks in a crisis, the FHLB System can borrow at
favorable terms in global bond markets.
-By Prabha Natarajan, Dow Jones Newswires; 201-938-5071;
prabha.natarajan@dowjones.com
(Kerry E. Grace contributed to this report.)
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