Statement of Changes in Beneficial Ownership (4)
July 10 2015 - 5:32PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Volas Gerald
|
2. Issuer Name
and
Ticker or Trading Symbol
TopBuild Corp
[
BLD
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO
|
(Last)
(First)
(Middle)
260 JIMMY ANN DRIVE
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/8/2015
|
(Street)
DAYTONA BEACH, FL 32114
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common
|
7/8/2015
|
|
J
(1)
|
|
83393.0000
|
A
|
$0.0000
|
83393.0000
|
D
|
|
Common
|
7/8/2015
|
|
A
|
|
36900.0000
|
A
|
$0.0000
|
120293.0000
|
D
|
|
Common
|
7/8/2015
|
|
J
(2)
|
|
2231.0000
|
A
|
$0.0000
|
122524.0000
|
D
|
|
Common
|
7/8/2015
|
|
J
(2)
|
|
1688.0000
|
A
|
$0.0000
|
1688.0000
|
I
|
By retirement plan
|
Common
|
7/8/2015
|
|
J
(2)
|
|
11039.0000
|
A
|
$0.0000
|
11039.0000
|
I
|
By Trust
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Employee Stock Option
|
$27.1277
|
7/8/2015
|
|
J
(3)
|
|
34903.0000
|
|
(4)
|
2/11/2025
|
Common
|
34903.0000
|
$0.0000
|
34903.0000
|
D
|
|
Employee Stock Option
|
$23.2746
|
7/8/2015
|
|
J
(3)
|
|
27922.0000
|
|
(5)
|
2/12/2024
|
Common
|
27922.0000
|
$0.0000
|
27922.0000
|
D
|
|
Employee Stock Option
|
$21.1455
|
7/8/2015
|
|
J
(3)
|
|
41884.0000
|
|
(6)
|
2/13/2023
|
Common
|
41884.0000
|
$0.0000
|
41884.0000
|
D
|
|
Employee Stock Option
|
$12.1203
|
7/8/2015
|
|
J
(3)
|
|
27922.0000
|
|
(7)
|
2/15/2022
|
Common
|
27922.0000
|
$0.0000
|
27922.0000
|
D
|
|
Employee Stock Option
|
$13.3146
|
7/8/2015
|
|
J
(3)
|
|
27922.0000
|
|
(8)
|
2/16/2021
|
Common
|
27922.0000
|
$0.0000
|
27922.0000
|
D
|
|
Employee Stock Option
|
$27.1000
|
7/8/2015
|
|
A
|
|
95790.0000
|
|
(9)
|
7/8/2025
|
Common
|
95790.0000
|
(10)
|
95790.0000
|
D
|
|
Explanation of Responses:
|
(
1)
|
Represents restricted stock awards granted by Masco that have been converted into restricted stock awards of the Issuer in connection with the spin-off of the Issuer from Masco.
|
(
2)
|
On June 30, 2015, Masco Corporation ("Masco") distributed to its stockholders one share of TopBuild Corp.'s (the "Issuer") common stock for every nine shares of Masco common stock outstanding as of 5:00 p.m. Eastern time on June 19, 2015, the record date for the distribution. The reported shares were issued in respect of shares of Masco common stock held by the reporting person as of such record date in an exempt transaction pursuant to Rule 16a-9.
|
(
3)
|
Represents employee stock options granted by Masco that have been converted into employee stock options of the Issuer's common stock in connection with the spin-off of the Issuer from Masco.
|
(
4)
|
This option is exercisable according to the following schedule: 6,980 shares beginning February 11, 2016; 6,981 shares beginning February 11, 2017; 6,981 shares beginning February 11, 2018; 6,980 shares beginning February 11, 2019; and 6,981 shares beginning February 11, 2020.
|
(
5)
|
This option is exercisable according to the following schedule: 6,980 shares begining on February 12, 2016; 6,981 shares beginning February 12, 2017; 6,981 shares beginning February 12, 2018; and 6,980 shares beginning February 12, 2019.
|
(
6)
|
This option is exercisable in two equal annual installments of 13,961 shares beginning February 13, 2016, and one annual installment of 13,962 shares begining February 13, 2018.
|
(
7)
|
This option is exercisable in two equal annual installments of 13,961 shares beginning Februrary 15, 2016.
|
(
8)
|
This option is exercisable in one annual installment of 27,922 shares beginning February 16, 2016.
|
(
9)
|
This option is exercisable in five equal annual installments of 19,150 shares beginning July 15, 2016.
|
(
10)
|
Grant of option under the TopBuild Corp. 2015 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Volas Gerald
260 JIMMY ANN DRIVE
DAYTONA BEACH, FL 32114
|
X
|
|
CEO
|
|
Signatures
|
Michelle A. Friel, by Power of Attorney
|
|
7/10/2015
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
TopBuild (NYSE:BLD)
Historical Stock Chart
From Nov 2024 to Dec 2024
TopBuild (NYSE:BLD)
Historical Stock Chart
From Dec 2023 to Dec 2024