Statement of Changes in Beneficial Ownership (4)
March 02 2021 - 4:56PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kuczynski Stephen E |
2. Issuer Name and Ticker or Trading Symbol
SOUTHERN CO
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SO
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Pres. & CEO, Southern Nuclear |
(Last)
(First)
(Middle)
30 IVAN ALLEN JR. BLVD., NW |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/27/2021 |
(Street)
ATLANTA, GA 30308
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Southern Company Common Stock (1) | 2/27/2021 | | M | | 4082 | A | $0.00 | 103504.1563 | D | |
Southern Company Common Stock (2) | 2/27/2021 | | F | | 1853 | D | $56.72 | 101651.1563 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Performance Restricted Stock Units (3) | $0.00 | 2/27/2021 | | M | | | 3568 | (3) | (3) | Southern Company Common Stock | 3568 | $0.00 | 0 | D | |
Explanation of Responses: |
(1) | Shares acquired upon vesting of final 1/3 of performance restricted stock units granted on February 27, 2018. Includes 514 accrued dividend equivalent units. |
(2) | Shares withheld to satisfy required state and federal tax withholding requirements. |
(3) | Represents final 1/3 of performance restricted stock units granted on February 27, 2018. Each performance restricted stock unit represents the right to receive, at statement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kuczynski Stephen E 30 IVAN ALLEN JR. BLVD., NW ATLANTA, GA 30308 |
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| Pres. & CEO, Southern Nuclear |
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Signatures
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/s/ Marcia R. DeMar, Attorney-in-Fact for Stephen E. Kuczynski | | 3/2/2021 |
**Signature of Reporting Person | Date |
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