Initial Statement of Beneficial Ownership (3)
August 05 2021 - 4:46PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Qatar Investment Authority |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/28/2021
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3. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [SOFI]
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(Last)
(First)
(Middle)
OOREDOO TOWER (BUILDING 14), AL DAFNA ST (ST 801), AL DAFNA (ZONE 61) |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
DOHA, S3 00000
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Remarks: This Form 3 is filed on behalf of Qatar Investment Authority and QIA FIG Holding LLC. Ahmed Al-Hammadi, Chief Investment Officer, Europe, Russia and Turkey for Qatar Investment Authority, the ultimate parent of QIA FIG Holding LLC, is a member of the board of directors of SoFi Technologies, Inc. designated by QIA FIG Holding LLC, and therefore Qatar Investment Authority and QIA FIG Holding LLC each may be deemed a "director by deputization" of SoFi Technologies, Inc. |
No securities are beneficially owned. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Qatar Investment Authority OOREDOO TOWER (BUILDING 14) AL DAFNA ST (ST 801), AL DAFNA (ZONE 61) DOHA, S3 00000 | X |
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QIA FIG Holding LLC OOREDOO TOWER (BUILDING 14) AL DAFNA ST (ST 801), AL DAFNA (ZONE 61) DOHA, S3 00000 | X |
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Signatures
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Qatar Investment Authority; By: /s/ Andrew Watkins, Associate General Counsel, Compliance, Legal | | 8/5/2021 |
**Signature of Reporting Person | Date |
QIA FIG Holding LLC; By: /s/ Andrew Watkins, Associate General Counsel, Compliance, Legal | | 8/5/2021 |
**Signature of Reporting Person | Date |
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