Initial Statement of Beneficial Ownership (3)
February 07 2020 - 4:53PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Pafitis Demosthenis |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/31/2020
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3. Issuer Name and Ticker or Trading Symbol
SCHLUMBERGER LIMITED/NV [SLB]
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(Last)
(First)
(Middle)
5599 SAN FELIPE, 17TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Technology Officer / |
(Street)
HOUSTON, TX 77056
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $0.01 Par Value Per Share | 11975 | D | |
Common Stock, $0.01 Par Value Per Share | 710 | I | By Spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Incentive Stock Option (Right to Buy) | 1/20/2016 | 1/20/2021 | Common Stock, $0.01 Par Value Per Share | 1192 | $83.885 | D | |
Non-Qualified Stock Option (Right to Buy) | (1) | 1/20/2021 | Common Stock, $0.01 Par Value Per Share | 3608 | $83.885 | D | |
Non-Qualified Stock Option (Right to Buy) | (2) | 4/18/2023 | Common Stock, $0.01 Par Value Per Share | 5000 | $70.925 | D | |
Non-Qualified Stock Option (Right to Buy) | (3) | 4/16/2024 | Common Stock, $0.01 Par Value Per Share | 4000 | $100.555 | D | |
Non-Qualified Stock Option (Right to Buy) | (4) | 7/17/2024 | Common Stock, $0.01 Par Value Per Share | 8000 | $114.825 | D | |
Non-Qualified Stock Option (Right to Buy) | (5) | 1/15/2025 | Common Stock, $0.01 Par Value Per Share | 22000 | $77.795 | D | |
Non-Qualified Stock Option (Right to Buy) | (6) | 4/20/2026 | Common Stock, $0.01 Par Value Per Share | 25000 | $80.525 | D | |
Non-Qualified Stock Option (Right to Buy) | (7) | 1/19/2027 | Common Stock, $0.01 Par Value Per Share | 12500 | $87.38 | D | |
Non-Qualified Stock Option (Right to Buy) | (8) | 1/17/2028 | Common Stock, $0.01 Par Value Per Share | 9200 | $77.10 | D | |
Non-Qualified Stock Option (Right to Buy) | (9) | 1/16/2029 | Common Stock, $0.01 Par Value Per Share | 25810 | $41.47 | D | |
RSU (Restricted Stock Unit) | (10) | (10) | Common Stock, $0.01 Par Value Per Share | 3370 | (11) | D | |
RSU (Restricted Stock Unit) | (12) | (12) | Common Stock, $0.01 Par Value Per Share | 6720 | (11) | D | |
Explanation of Responses: |
(1) | The option became exercisable in two annual installments beginning on January 20, 2015. |
(2) | The option became exercisable in five equal annual installments beginning April 18, 2014. |
(3) | This option became exercisable in five equal annual installments beginning April 16, 2015. |
(4) | This option became exercisable in five equal annual installments beginning July 17, 2015. |
(5) | This option became exercisable in five equal annual installments beginning January 15, 2016. |
(6) | This option is exercisable in five equal annual installment beginning April 20, 2017. |
(7) | This option is exercisable in five equal annual installments beginning January 19, 2018. |
(8) | This option is exercisable in five equal annual installments beginning January 17, 2019. |
(9) | The option is exercisable in five annual installments beginning January 16, 2020. |
(10) | The restricted stock unit award was granted on January 17, 2018 and vests 100% on January 17, 2021. |
(11) | Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. |
(12) | The restricted stock unit award was granted on January 16, 2019, and vests 100% on January 16, 2022. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Pafitis Demosthenis 5599 SAN FELIPE, 17TH FLOOR HOUSTON, TX 77056 |
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| Chief Technology Officer |
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Signatures
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/s/ Grace Holmes, Attorney-in-Fact | | 2/7/2020 |
**Signature of Reporting Person | Date |
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