Initial Statement of Beneficial Ownership (3)
September 04 2020 - 4:05PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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EIG NEPTUNE EQUITY AGGREGATOR, L.P. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/2/2020
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3. Issuer Name and Ticker or Trading Symbol
NGL Energy Partners LP [NGL]
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(Last)
(First)
(Middle)
600 NEW HAMPSHIRE AVE. NW, SUITE 1200 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
WASHINGTON, DC 20037
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class D Preferred Units | 393750 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Series A 2019 Warrants to Purchase Common Units | 7/2/2020 | 7/2/2029 | Common Units | 4812500 | $14.54 | D | |
Series B 2019 Warrants to Purchase Common Units | 7/2/2020 | 7/2/2029 | Common Units | 6875000 | $17.45 | D | |
Series C 2019 Warrants to Purchase Common Units | 10/31/2020 | 10/31/2029 | Common Units | 2078125 | $13.56 | D | |
Series D 2019 Warrants to Purchase Common Units | 10/31/2020 | 10/31/2029 | Common Units | 2968750 | $16.28 | D | |
Explanation of Responses: |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
EIG NEPTUNE EQUITY AGGREGATOR, L.P. 600 NEW HAMPSHIRE AVE. NW, SUITE 1200 WASHINGTON, DC 20037 |
| X |
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Signatures
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EIG Neptune Equity Aggregator, L.P. By: EIG Neptune Equity GP, LLC, its general partner By: EIG Asset Management, LLC, its managing member By: /s/ Brian P. Boland Name: Brian P. Boland Title: Managing Director | | 9/4/2020 |
**Signature of Reporting Person | Date |
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