Statement of Changes in Beneficial Ownership (4)
February 13 2020 - 5:05PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BROWN GREGORY Q |
2. Issuer Name and Ticker or Trading Symbol
Motorola Solutions, Inc.
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MSI
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman and CEO |
(Last)
(First)
(Middle)
MOTOROLA SOLUTIONS, INC., 500 WEST MONROE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/11/2020 |
(Street)
CHICAGO, IL 60661
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Motorola Solutions, Inc. - Common Stock | 2/11/2020 | | M | | 90000 | A | $39.02 | 171406.0468 (1) | D | |
Motorola Solutions, Inc. - Common Stock | 2/11/2020 | | S | | 8322 | D | $186.5258 (2) | 163084.0468 (1) | D | |
Motorola Solutions, Inc. - Common Stock | 2/11/2020 | | S | | 40224 | D | $185.61 (3) | 122860.0468 (1) | D | |
Motorola Solutions, Inc. - Common Stock | 2/11/2020 | | S | | 41454 | D | $184.6084 (4) | 81406.0468 (1) | D | |
Motorola Solutions, Inc. - Common Stock | 2/12/2020 | | M | | 90000 | A | $39.02 | 171406.0468 (1) | D | |
Motorola Solutions, Inc. - Common Stock | 2/12/2020 | | S | | 45505 | D | $184.651 (5) | 125901.0468 (1) | D | |
Motorola Solutions, Inc. - Common Stock | 2/12/2020 | | S | | 17643 | D | $183.6434 (6) | 108258.0468 (1) | D | |
Motorola Solutions, Inc. - Common Stock | 2/12/2020 | | S | | 20255 | D | $182.6917 (7) | 88003.0468 (1) | D | |
Motorola Solutions, Inc. - Common Stock | 2/12/2020 | | S | | 6597 | D | $181.8366 (8) | 81406.0468 (1) | D | |
Motorola Solutions, Inc. - Common Stock | | | | | | | | 2220 | I | Held by wife |
Motorola Solutions, Inc. - Common Stock | | | | | | | | 81000 (9) | I | By Trust |
Motorola Solutions, Inc. - Common Stock | | | | | | | | 116523 (10) | I | By Trust |
Motorola Solutions, Inc. - Common Stock | | | | | | | | 29816 | I | 2018 Grantor Retained Annuity Trust, reporting person is the Trustee |
Motorola Solutions, Inc. - Common Stock | | | | | | | | 75020 | I | 2019 Grantor Retained Annuity Trust, reporting person is the Trustee |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option - Right to Buy | $39.02 | 2/11/2020 | | M | | | 90000 | (11) | 2/1/2021 | Motorola Solutions, Inc. - Common Stock | 90000 | $0 | 575778 | D | |
Employee Stock Option - Right to Buy | $39.02 | 2/12/2020 | | M | | | 90000 | (11) | 2/1/2021 | Motorola Solutions, Inc. - Common Stock | 90000 | $0 | 485778 | D | |
Explanation of Responses: |
(1) | Includes shares acquired under the Motorola Solutions Employee Stock Purchase Plan and through the reinvestment of dividends. |
(2) | $186.5258 is the weighted average sales price. Prices for this transaction ranged from $186.97 to $186.09. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(3) | $185.61 is the weighted average sales price. Prices for this transaction ranged from $186.08 to $185.25. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(4) | $184.6084 is the weighted average sales price. Prices for this transaction ranged from $185.10 to $184.374. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(5) | $184.651 is the weighted average sales price. Prices for this transaction ranged from $185.08 to $184.11. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(6) | $183.6434 is the weighted average sales price. Prices for this transaction ranged from $184.07 to $183.11. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(7) | $182.6917 is the weighted average sales price. Prices for this transaction ranged from $183.09 to $182.113. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(8) | $181.8366 is the weighted average sales price. Prices for this transaction ranged from $182.09 to $181.59. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(9) | These shares are held in an irrevocable trust for the benefit of the reporting person's wife and children. The reporting person's wife is trustee of this trust. |
(10) | These shares are held in an irrevocable trust for the benefit of the reporting person's chidren. The reporting person is trustee of this trust. |
(11) | These options vested in three equal annual installments beginning on February 11, 2012. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BROWN GREGORY Q MOTOROLA SOLUTIONS, INC. 500 WEST MONROE CHICAGO, IL 60661 | X |
| Chairman and CEO |
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Signatures
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Amber J. Livingston, on behalf of Gregory Q. Brown, Chairman and Chief Executive Officer (Power of Attorney on File) | | 2/13/2020 |
**Signature of Reporting Person | Date |
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