Statement of Changes in Beneficial Ownership (4)
May 18 2020 - 6:38AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Laulis Julia M. |
2. Issuer Name and Ticker or Trading Symbol
Cable One, Inc.
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CABO
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) COB, President and CEO |
(Last)
(First)
(Middle)
C/O CABLE ONE, INC., 210 E. EARLL DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/15/2020 |
(Street)
PHOENIX, AZ 85012
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.01 | 5/15/2020 | | M(1) | | 998 | A | $422.31 | 4890 | D | |
Common Stock, par value $0.01 | 5/15/2020 | | D(1) | | 229 (2) | D | $1843.75 | 4661 | D | |
Common Stock, par value $0.01 | 5/15/2020 | | S(1) | | 769 | D | $1805 | 3892 | D | |
Common Stock, par value $0.01 | | | | | | | | 4547 | I | By Trust (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Appreciation Rights | $422.31 | 5/15/2020 | | M | | | 998 | (4) | 9/1/2025 | Common Stock, par value $0.01 | 998 | $0 | 998 | D | |
Explanation of Responses: |
(1) | The exercise of stock appreciation rights (SARs) and the disposition and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2019. |
(2) | This represents the difference between the number of SARs exercised (998) and the number of shares issued as a result of the exercise (769). Each SAR represents the right, upon exercise, to receive a number of shares of Common Stock equal in value to the amount, if any, by which the fair market value of Common Stock (as determined on the date of the exercise) exceeds the exercise price. |
(3) | 4,547 shares are held by the John D. Laulis & Julia M. Laulis, a living trust, dated August 29, 2000. |
(4) | The Reporting Person was granted 13,300 SARs on September 1, 2015. The SARs vested and became exercisable as to 25% of the number of underlying shares covered by the grant on each of the first four anniversaries of the date of grant. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Laulis Julia M. C/O CABLE ONE, INC. 210 E. EARLL DRIVE PHOENIX, AZ 85012 | X |
| COB, President and CEO |
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Signatures
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/s/ Peter N. Witty for Julia M. Laulis | | 5/18/2020 |
**Signature of Reporting Person | Date |
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