Current Report Filing (8-k)
June 10 2020 - 7:32AM
Edgar (US Regulatory)
false000110121500011012152020-06-092020-06-09
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
June 9, 2020
ALLIANCE DATA SYSTEMS CORPORATION
(Exact Name of Registrant as Specified in Charter)
3075 LOYALTY CIRCLE
COLUMBUS, OH 43219
(Address and Zip Code of Principal Executive Offices)
(614) 729-4000
(Registrant’s Telephone Number, including Area Code)
NOT APPLICABLE
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following
provisions:
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading symbol
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Name of each exchange on which registered
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Common stock, par value $0.01 per
share
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ADS
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 9, 2020, Alliance Data Systems Corporation’s (the “Company”) Annual Meeting was held in a virtual-only format. A total of 39,785,603 shares of
the Company’s common stock were present or represented by proxy at the Annual Meeting, representing approximately 83.54% of the Company’s shares outstanding as of April 13, 2020, the record date set for the Annual Meeting. The matters voted on
at the Annual Meeting and the results for each matter were as follows:
(a) Each of Ralph J. Andretta, Roger H. Ballou, John C. Gerspach, Jr., Rajesh Natarajan, Timothy J. Theriault, Laurie A. Tucker and Sharen J. Turney was
elected as a director of the Company to serve until the 2021 annual meeting of stockholders.
Ralph J. Andretta
Roger H. Ballou
John C. Gerspach, Jr.
Rajesh Natarajan
Timothy J. Theriault
Laurie A. Tucker
Sharen J. Turney
(b) Executive compensation was approved, on an advisory basis, by the Company’s stockholders.
(c) The 2020 Omnibus Incentive Plan was approved by the Company’s stockholders.
(d) The selection of Deloitte & Touche LLP as the Company’s
independent registered public accounting firm for 2020 was ratified by the Company’s stockholders.
Item 7.01 Regulation FD Disclosure.
On June 10, 2020, the Company issued a press
release announcing changes to its board of directors. A copy of this press release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
The information contained in this report (including Exhibit 99.1) shall not be deemed "filed" for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as
expressly set forth by specific reference in such a filing.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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