Statement of Changes in Beneficial Ownership (4)
January 05 2023 - 04:07PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Christmas
Patrick J. |
2. Issuer Name and Ticker or Trading
Symbol REGENXBIO Inc. [ RGNX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Legal Officer |
(Last)
(First)
(Middle)
C/O REGENXBIO INC., 9804 MEDICAL CENTER DRIVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/3/2023
|
(Street)
ROCKVILLE, MD 20850
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
1/3/2023 |
|
F |
|
1843.00 (1) |
D |
$22.68 |
21097.00 |
D |
|
Common Stock |
1/3/2023 |
|
A |
|
67940.00 (2) |
A |
$0.00 |
89037.00 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Right to
buy) |
$22.25 |
1/3/2023 |
|
A |
|
56519.00 |
|
(3) |
1/3/2033 |
Common Stock |
56519.00 |
$0.00 |
56519.00 |
D |
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Explanation of
Responses: |
(1) |
Represents shares of common
stock withheld to pay taxes upon the vesting of restricted stock
units originally granted to the reporting person on January 4, 2021
and January 3, 2022. The number of shares withheld was determined
on January 3, 2023 based on the closing price of the issuer's
common stock on December 30, 2022. |
(2) |
Represents shares of common
stock underlying a time-based restricted stock unit award (RSU).
25% of the shares subject to this RSU will vest on each of January
1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027 while
the recipient provides continuous service to the
Issuer. |
(3) |
25% of the shares subject to
this option shall vest after 12 months of continuous service with
the Issuer. The balance will vest in equal monthly installments
over the 48 months following January 3, 2024 while the optionee
provides continuous service to the Issuer. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Christmas Patrick J.
C/O REGENXBIO INC.
9804 MEDICAL CENTER DRIVE
ROCKVILLE, MD 20850 |
|
|
Chief Legal Officer |
|
Signatures
|
/s/ Patrick J. Christmas |
|
1/5/2023 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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