Statement of Changes in Beneficial Ownership (4)
July 13 2020 - 7:26PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Neal Stephen C |
2. Issuer Name and Ticker or Trading Symbol
NVIDIA CORP
[
NVDA
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O 2788 SAN TOMAS EXPRESSWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/17/2019 |
(Street)
SANTA CLARA, CA 95051
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common | 4/17/2019 | | P | | 4 | A | $186.93 | 16 (1) | I | The Neal/Rhyu Revocable Trust dated 5/02/2017 (2) |
Common | 4/16/2020 | | P | | 6 | A | $294.71 | 25 | I | 2013 Stephen C. Neal Revocable Trust (3) |
Common | 4/21/2020 | | P | | 25 | A | $269.52 | 41 | I | The Neal/Rhyu Revocable Trust dated 5/02/2017 (2) |
Common | 5/4/2020 | | P | | 9 | A | $291.29 | 50 | I | The Neal/Rhyu Revocable Trust dated 5/02/2017 (2) |
Common | 5/15/2020 | | P | | 8 | A | $339.64 | 58 | I | The Neal/Rhyu Revocable Trust dated 5/02/2017 (2) |
Common | 6/5/2020 | | P | | 7 | A | $356.81 | 65 | I | The Neal/Rhyu Revocable Trust dated 5/02/2017 (2) |
Common Stock | | | | | | | | 3528 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes 12 additional shares of common stock held by the 2013 Stephen C. Neal Revocable Trust (the "2013 Trust") on March 30, 2019, the date on which the Reporting Person became a director of the Issuer. These 12 shares and the 4 shares purchased on April 17, 2019 were subsequently transferred to the Neal/Rhyu Revocable Trust dated 5/02/2017 (the "2017 Trust"). |
(2) | Shares held by the 2017 Trust, of which the Reporting Person is co-trustee. |
(3) | Shares held by the 2013 Trust, of which the Reporting Person is trustee. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Neal Stephen C C/O 2788 SAN TOMAS EXPRESSWAY SANTA CLARA, CA 95051 | X |
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Signatures
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/s/ Rebecca Peters, Attorney-in-Fact for Stephen C. Neal | | 7/13/2020 |
**Signature of Reporting Person | Date |
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