Current Report Filing (8-k)
June 22 2020 - 8:16AM
Edgar (US Regulatory)
|
|
UNITED STATES
|
SECURITIES AND EXCHANGE COMMISSION
|
Washington, D.C. 20549
|
|
FORM 8-K
|
|
CURRENT REPORT
|
|
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
|
|
Date of Report (Date of earliest event reported): June 18, 2020
|
|
LM FUNDING AMERICA, INC.
|
(Exact name of registrant as specified in its charter)
|
|
|
|
Delaware
(State or other jurisdiction of incorporation)
|
001-37605
(Commission File Number)
|
47-3844457
(IRS Employer Identification No.)
|
|
|
|
|
1200 West Platt Street, Suite 1000
Tampa, Florida 33606
(Address of principal executive offices, including zip code)
(813) 222-8996
(Registrant’s telephone number, including area code)
|
|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
|
|
|
Title of each class:
|
Trading symbol
|
Name of each exchange on which registered
|
Common Stock par value $0.001 per share
|
LMFA
|
The Nasdaq Stock Market LLC
|
Warrants to Purchase Common Stock
|
LMFAW
|
The Nasdaq Stock Market LLC
(The Nasdaq Capital Market)
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☒
If an emerging growth company, indicate by check mark if registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. □
EXPLANATORY NOTE
Item 7.01 Regulation FD Disclosure.
On June 22, 2020, LMFA issued a press release announced that holders of its warrants exercised such warrants for 1,227,700 common shares at $2.40 per share for total consideration of $2,946,480. The warrants were issued in the company's November 2018 registered unit offering. A copy of the press release is attached hereto as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
|
|
|
Exhibit
Number
|
|
Description
|
|
|
|
99.1
|
|
Press Release dated June 22, 2020
|
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
LM Funding America, Inc.
|
|
|
By:
|
/s/ Richard Russell
Richard Russell
Chief Financial Officer
|
Date: June 22, 2020
|
|
|
|
LM Funding America (NASDAQ:LMFA)
Historical Stock Chart
From Aug 2024 to Sep 2024
LM Funding America (NASDAQ:LMFA)
Historical Stock Chart
From Sep 2023 to Sep 2024