325 North St. Paul Street, Suite 4850
(Name, Address and Telephone Number of Persons
Authorized to Receive Notices and Communications)
If the filing person has previously filed
a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because
of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ☐.
CUSIP No.
36192A 109
|
1
|
NAME OF REPORTING PERSONS
Beneficient Capital Company, L.L.C.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP (SEE INSTRUCTIONS)
|
(a) ☐
(b) ☐
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC (see Item 3)
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
☐
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
2,500,000(1)
|
|
8
|
SHARED VOTING POWER
0
|
|
9
|
SOLE DISPOSITIVE POWER
2,500,000(1)
|
|
10
|
SHARED DISPOSITIVE POWER
0
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON
2,500,000(1)
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS)
|
☐
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
7.6%
(2)
|
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO (Limited Liability Company)
|
|
|
|
|
|
|
(1)
|
Beneficient Capital Company, L.L.C. (“
BEN Capital
”)
is the record owner of 2,500,000 shares of Common Stock, $0.001 par value (the “
Common Stock
”), of GWG
Holdings, Inc., a Delaware corporation (the “
Issuer
”), representing 7.6% of the outstanding shares of
Common Stock of the Issuer. BEN Capital is a wholly-owned subsidiary of Beneficent Company Holdings, L.P. (“
BEN Holdings
”).
BEN Holdings is also the managing member of BEN Capital. As a limited partnership, BEN Holdings is controlled by its general partner,
The Beneficient Company Group, L.P. (“
BEN
”). As a limited partnership, BEN is controlled by its general
partner, Beneficient Management, L.L.C. (“
BEN Management
”). As a result, each of BEN Holdings, BEN and
BEN Management may be deemed to beneficially own all shares of Common Stock of the Issuer owned by BEN Capital based on its relationship
with BEN Capital.
|
|
|
(2)
|
Based upon 32,975,411 shares of common stock (the “
Common
Stock
”) of GWG Holdings, Inc. (the “
Issuer
”) outstanding as of April 10, 2019, based on
information contained in the Schedule 14F-1 filed by the Issuer with the Securities and Exchange Commission (the “
Commission
”)
on April 16, 2019 (the “
Schedule 14F-1
”).
|
CUSIP No.
36192A 109
|
1
|
NAME OF REPORTING PERSONS
The Beneficient Company Group, L.P.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP (SEE INSTRUCTIONS)
|
(a) ☐
(b) ☐
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
☐
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
2,500,000(1)
|
|
8
|
SHARED VOTING POWER
0
|
|
9
|
SOLE DISPOSITIVE POWER
2,500,000(1)
|
|
10
|
SHARED DISPOSITIVE POWER
0
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON
2,500,000(1)
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS)
|
☐
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
7.6%
(2)
|
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN (Limited Partnership)
|
|
|
|
|
|
|
(1)
|
BEN Capital is the record owner of 2,500,000 shares of
Common Stock of the Issuer, representing 7.6% of the outstanding shares of Common Stock of the Issuer. BEN Capital is a wholly-owned
subsidiary of BEN Holdings. BEN Holdings is also the managing member of BEN Capital. As a limited partnership, BEN Holdings is
controlled by its general partner, BEN. As a limited partnership, BEN is controlled by its general partner, BEN Management. As
a result, each of BEN Holdings, BEN and BEN Management may be deemed to beneficially own all shares of Common Stock of the Issuer
owned by BEN Capital based on its relationship with BEN Capital.
|
|
|
(2)
|
Based upon 32,975,411 shares of Common Stock of the Issuer
outstanding as of April 10, 2019, based on information contained in the Schedule 14F-1.
|
CUSIP No.
36192A 109
|
1
|
NAME OF REPORTING PERSONS
Beneficient Company Holdings, L.P.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP (SEE INSTRUCTIONS)
|
(a) ☐
(b) ☐
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
☐
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
2,500,000(1)
|
|
8
|
SHARED VOTING POWER
0
|
|
9
|
SOLE DISPOSITIVE POWER
2,500,000(1)
|
|
10
|
SHARED DISPOSITIVE POWER
0
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON
2,500,000(1)
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
7.6%(2)
|
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN (Limited Partnership)
|
|
|
|
|
|
|
(1)
|
BEN Capital is the record owner of 2,500,000 shares of
Common Stock of the Issuer, representing 7.6% of the outstanding shares of Common Stock of the Issuer. BEN Capital is a wholly-owned
subsidiary of BEN Holdings. BEN Holdings is also the managing member of BEN Capital. As a limited partnership, BEN Holdings is
controlled by its general partner, BEN. As a limited partnership, BEN is controlled by its general partner, BEN Management. As
a result, each of BEN Holdings, BEN and BEN Management may be deemed to beneficially own all shares of Common Stock of the Issuer
owned by BEN Capital based on its relationship with BEN Capital.
|
|
|
(2)
|
Based upon 32,975,411 shares of Common Stock of the Issuer
outstanding as of April 10, 2019, based on information contained in the Schedule 14F-1.
|
CUSIP No. 36192A 109
|
1
|
NAME OF REPORTING PERSONS
Beneficient Management, L.L.C.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP (SEE INSTRUCTIONS)
|
(a) ☐
(b) ☐
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
☐
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
2,500,000(1)
|
|
8
|
SHARED VOTING POWER
0
|
|
9
|
SOLE DISPOSITIVE POWER
2,500,000(1)
|
|
10
|
SHARED DISPOSITIVE POWER
0
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON
2,500,000(1)
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
7.6%(2)
|
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO (Limited liability company)
|
|
|
(1)
|
BEN Capital is the record owner of 2,500,000 shares of
Common Stock of the Issuer, representing 7.6% of the outstanding shares of Common Stock of the Issuer. BEN Capital is a wholly-owned
subsidiary of BEN Holdings. BEN Holdings is also the managing member of BEN Capital. As a limited partnership, BEN Holdings is
controlled by its general partner, BEN. As a limited partnership, BEN is controlled by its general partner, BEN Management. As
a result, each of BEN Holdings, BEN and BEN Management may be deemed to beneficially own all shares of Common Stock of the Issuer
owned by BEN Capital based on its relationship with BEN Capital.
|
|
|
(2)
|
Based upon 32,975,411 shares of Common Stock of the Issuer
outstanding as of April 10, 2019, based on information contained in the Schedule 14F-1.
|
CUSIP No.
36192A 109
|
Item 1.
|
Security and Issuer.
|
This Schedule 13D relates
to shares of the Common Stock, $0.001 par value (the “
Common Stock
”), of GWG Holdings, Inc., a Delaware
corporation (the “
Issuer
” or the “
Company
”). The address of the principal executive
offices of the Issuer is 220 South Sixth Street, Suite 1200, Minneapolis, MN 55402.
|
Item 2.
|
Identity and Background.
|
(a) This Schedule 13D
is being jointly filed by the following:
|
|
●
|
Beneficient Capital Company, L.L.C., a Delaware limited liability company (“
BEN Capital
”).
|
|
|
|
|
|
|
●
|
Beneficient Company Holdings, L.P., a Delaware limited partnership (“
BEN Holdings
”).
|
|
|
|
|
|
|
●
|
The Beneficient Company Group,
L.P, a Delaware limited partnership (“
BEN
”).
|
|
|
|
|
|
|
●
|
Beneficient Management, L.L.C., a Delaware limited liability company (“
BEN Management
” and, collectively with BEN Capital, BEN, and BEN Holdings, the “
Reporting Persons
”).
|
|
|
|
|
(b) The principal office
and place of business for each of the Reporting Persons is 325 North St. Paul Street, Suite 4850, Dallas, Texas 75201.
(c) The principal business
of BEN is to provide liquidity products and services to the owners of alternative assets and illiquid investment funds. BEN, through
direct and indirect subsidiaries, offers an array of liquidity products to mid-to-high net worth individuals, family offices and
small-to-mid-size institutional investors. BEN Management, as general partner of BEN, manages all of BEN’s operations and
activities. BEN Holdings is a holding company, the assets of which consist of direct and indirect ownership interests in its subsidiaries.
BEN Capital is an indirect finance subsidiary of BEN. The name, business address, present principal occupation and citizenship
of each director of BEN Management are set forth on Schedule A to this Schedule 13D (the “Scheduled Persons”), which
in incorporated herein by reference. Unless otherwise indicated, the present principal occupation of each person is with BEN Management.
(d) - (e) During the
last five years, none of the Reporting Persons, nor to the knowledge of the Reporting Persons, any Scheduled Person, have been
convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors) nor have the parties been a party to
a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such individual was or is
subject to a judgment, decree, or final order enjoining future violations of, or prohibiting, or mandating activity subject to,
federal or state securities laws or finding any violation with respect to such laws.
(f) See
Item 2(a) above for place of organization for each of the Reporting Persons.
|
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
Pursuant
to the Purchase and Contribution Agreement, dated April 15, 2019, by and between BEN, BEN Holdings, AltiVerse Capital Markets,
L.L.C. (“
AltiVerse
”), Sabes AV Holdings, LLC (“
Sabes AV
”), Insurance Strategies
Fund, LLC and SFS Holdings, LLC (the “
Purchase Agreement
”), on April 26, 2019 (the “
Closing
”),
Messrs. Jon and Steven Sabes sold and transferred all 3,952,155 of the shares of the Company’s Common Stock held directly
and indirectly by them and their immediate family members (approximately 12% of the Company’s outstanding common stock in
the aggregate); specifically, Messrs. Jon and Steven Sabes (i) sold an aggregate 2,500,000 shares of Company Common Stock to BEN
Capital (a subsidiary of BEN Holdings) for $25,000,000 in cash (sourced from working capital) and (ii) contributed the remaining
1,452,155 shares of Company Common Stock to AltiVerse (which is a limited liability company owned by certain of BEN’s founders,
including Brad K. Heppner (BEN’s Chief Executive Officer and Chairman) and Thomas O. Hicks (one of BEN’s current directors)),
in exchange for certain equity interests in AltiVerse.
The Purchase Agreement
is incorporated by reference as Exhibit 10.1 and incorporated herein by reference. The foregoing description of the Purchase Agreement
and the transactions contemplated and effected thereby is qualified in its entirety by the contents of the actual Purchase Agreement.
|
Item 4.
|
Purpose of Transaction.
|
The information contained
in Item 3 above is incorporated herein by reference.
BEN Capital acquired
the 2,500,000 shares of Common Stock
as part of an
expansion of the strategic relationship
between the Issuer and BEN, a transformational event for both organizations that creates a unified platform uniquely positioned
to provide an expanded suite of products, services and resources for investors and the financial professionals who assist them.
BEN and the Issuer intend to collaborate extensively and capitalize on one another’s capabilities, relationships and services.
Certain other transactions
occurred pursuant to the Purchase Agreement and in connection with the Closing (the “
Transactions
”),
including:
|
|
●
|
The Bylaws were amended to increase the
maximum number of directors of the Company from nine to 13, and the actual number of directors comprising the Company’s Board
of Directors (the “
Board
”) was increased from seven to 11.
|
|
|
●
|
All seven members of the Company’s
Board prior to the Closing resigned as directors of the Company, and 11 individuals designated by BEN were appointed as directors
of the Company, leaving two board seats vacant after the Closing.
|
|
|
●
|
Jon R. Sabes resigned from all officer
positions he held with the Company or any of its subsidiaries prior to the Closing, other than his position as Chief Executive
Officer of the Company’s technology focused wholly-owned subsidiaries, Life Epigenetics and youSurance.
|
|
|
●
|
Steven F. Sabes resigned from all officer
positions he held with the Company or any of its subsidiaries prior to the Closing, except as Chief Operating Officer of Life Epigenetics.
|
|
|
●
|
The resignations of Messrs. Jon and Steven
Sabes included a full waiver and forfeit of (i) any severance that may be payable by the Company or any of its subsidiaries in
connection with such resignations or the Transactions and (ii) all equity awards of the Company currently held by either of them.
|
|
|
●
|
Murray Holland, a trust advisor of various
related trusts (the “
Seller Trusts
”) party to the Master Exchange Agreement dated January 12, 2018 by
and among the Company, BEN, and the Seller Trusts, among others, as amended and restated, and the Stockholders Agreement (the “
Stockholders
Agreement
”) dated December 27, 2018 by and between the Company and each of the Seller Trusts, was appointed as interim
Chief Executive Officer of the Company.
|
|
|
●
|
The Company entered into performance share
unit agreements with certain employees of the Company pursuant to which such employees will receive a bonus under certain terms
and conditions, including, among others, that such employees remain employed by the Company or one of its subsidiaries (or, if
no longer employed, such employment was terminated by the Company other than for cause, as such term is defined in the performance
share unit agreement) for a period of 120 days following the Closing.
|
|
|
●
|
The Stockholders Agreement was terminated
by mutual consent of the parties thereto.
|
|
|
●
|
BEN Capital and AltiVerse executed and
delivered a Consent and Joinder (as defined below) to the Security Agreement (as defined below).
|
The Purchase Agreement
contemplates that after the Closing, the parties will seek to enter into an agreement pursuant to which the Company will have the
right to appoint a majority of the board of directors of the general partner of BEN, resulting in the Company and BEN being under
common control. The Company and BEN will also seek to enter into a joint venture agreement pursuant to which the Company will offer
and distribute (through a FINRA registered managing broker-dealer) BEN’s and its subsidiaries’ liquidity products and
services. The Company and BEN intend to reduce capital allocated to life insurance assets while they cooperate to build a larger
diversified portfolio of alternative assets investment product portfolios.
Other than as described
in this Item 4, the Reporting Person does not have any present plans which relate to or would result in (a) the acquisition by
any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (b) an extraordinary corporate
transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) a sale or transfer
of a material amount of assets of the Issuer or any of its subsidiaries; (d) any change in the present board of directors or management
of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on
the board; (e) any material change in the present capitalization or dividend policy of the Issuer; (f) any other material change
in the Issuer’s business or corporate structure; (g) changes in the Issuer’s charter, bylaws or instruments corresponding
thereto or other actions which may impede the acquisition of control of the issuer by any person; (h) causing a class of securities
of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation
system of a registered national securities association; (i) a class of equity securities of the issuer becoming eligible for termination
of registration pursuant to section 12(g)(4) of the Act; or (j) any action similar to any of those enumerated above.
|
Item 5.
|
Interests in Securities of the Issuer.
|
(a) - (b) BEN Capital is the record
owner of 2,500,000 shares of Common Stock of the Issuer, representing 7.6% of the outstanding shares of Common Stock of the Issuer.
BEN Capital is a wholly-owned subsidiary of BEN Holdings. BEN Holdings is also the managing member of BEN Capital. As a limited
partnership, BEN Holdings is controlled by its general partner, BEN. As a limited partnership, BEN is controlled by its general
partner, BEN Management. As a result, each of BEN Holdings, BEN and BEN Management may be deemed to beneficially own all shares
of Common Stock of the Issuer owned by BEN Capital based on its relationship with BEN Capital.
All of the shares of
Common Stock held by BEN Capital have been pledged as collateral to secure the Issuer’s obligations under its L Bonds pursuant
to that certain Security Agreement (as defined below).
(c) Except as described
in this Schedule 13D, the Reporting Person has not effected any transactions in the shares of Common Stock of the Issuer during
the past 60 days.
(d) Not applicable.
(e) Not applicable.
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
|
The information provided
or incorporated by reference in Item 3 and Item 4 is hereby incorporated by reference herein.
On
April 26, 2019, and in connection with the Closing, BEN Capital and AltiVerse executed and delivered a Consent and Joinder (the
“
Consent and Joinder
”) to the Amended and Restated Pledge and Security Agreement dated October 23, 2017
by and among the Issuer, GWG Life, LLC, Messrs. Jon and Steven Sabes and the Bank of Utah (the “
Security Agreement
”).
Pursuant to the Consent and Joinder, Messrs. Jon and Steven Sabes assigned their rights and delegated their obligations under the
Security Agreement to BEN Capital and AltiVerse, and BEN Capital and AltiVerse became substitute grantors under the Security Agreement
such that the shares of the Issuer’s Common Stock acquired by BEN Capital and AltiVerse pursuant to the Purchase Agreement
will continue to be pledged as collateral security for the Issuer’s obligations owing in respect of the L Bonds issued under
that certain Amended and Restated Indenture, dated as of October 23, 2017, subsequently amended on March 27, 2018 and supplemented
by a Supplemental Indenture dated as of August 10, 2018 (as so amended and supplemented, and as it may be amended or supplemented
from time to time hereafter.
The Consent and Joinder
is incorporated by reference as Exhibit 10.2 and incorporated herein by reference. The foregoing description of the Consent and
Joinder and the transactions contemplated and effected thereby is qualified in its entirety by the contents of the actual Consent
and Joinder.
|
Item 7.
|
Material to be Filed as Exhibits.
|
CUSIP No.
36192A 109
SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: May 6, 2019
BENEFICIENT CAPITAL COMPANY,
L.L.C.
|
By:
|
/s/ Brad K. Heppner
|
|
|
|
Name: Brad K. Heppner
|
|
|
|
Title: Chief Executive Officer
|
|
BENEFICIENT COMPANY HOLDINGS, L.P.
|
By:
|
/s/ Brad K. Heppner
|
|
|
|
Name: Brad K. Heppner
|
|
|
|
Title: Chief Executive Officer
|
|
THE BENEFICIENT COMPANY GROUP, L.P.
|
By:
|
/s/ Brad K. Heppner
|
|
|
|
Name: Brad K. Heppner
|
|
|
|
Title: Chief Executive Officer
|
|
BENEFICIENT MANAGEMENT, L.L.C.
|
By:
|
/s/ Brad K. Heppner
|
|
|
|
Name: Brad K. Heppner
|
|
|
|
Title: Chief Executive Officer
|
|
SCHEDULE A
Directors and Executive Officers of Beneficient
Management, L.L.C.
|
Name and Position
|
|
Principal Occupation or Employment Name
and Position and Principal Business Address
|
|
Citizenship
|
|
Peter T. Cangany, Jr.,
|
|
Retired
|
|
United States
|
|
Director
|
|
c/o Beneficient Management, L.L.C.
|
|
|
|
|
|
325 North St. Paul Street, Suite 4850
|
|
|
|
|
|
Dallas, Texas 75201
|
|
|
|
|
|
|
|
|
|
Michelle Caruso-Cabrera,
|
|
Chief Executive Officer
|
|
United States
|
|
Director
|
|
MCC Productions
|
|
|
|
|
|
c/o Beneficient Management, L.L.C.
|
|
|
|
|
|
325 North St. Paul Street, Suite 4850
|
|
|
|
|
|
Dallas, Texas 75201
|
|
|
|
|
|
|
|
|
|
Richard W. Fisher,
|
|
President and Chief Executive Officer
|
|
United States
|
|
Director
|
|
RWF Financial, Inc.
|
|
|
|
|
|
c/o Beneficient Management, L.L.C.
|
|
|
|
|
|
325 North St. Paul Street, Suite 4850
|
|
|
|
|
|
Dallas, Texas 75201
|
|
|
|
|
|
|
|
|
|
David H. Glaser,
|
|
Retired
|
|
United States
|
|
Director
|
|
c/o Beneficient Management, L.L.C.
|
|
|
|
|
|
325 North St. Paul Street, Suite 4850
|
|
|
|
|
|
Dallas, Texas 75201
|
|
|
|
|
|
|
|
|
|
Thomas O. Hicks,
|
|
Founder and Chairman
|
|
United States
|
|
Director
|
|
Hicks Holdings, LLC
|
|
|
|
|
|
Chase Tower
|
|
|
|
|
|
2200 Ross Avenue, Suite 50
|
|
|
|
|
|
Dallas, Texas 75201
|
|
|
|
|
|
|
|
|
|
Bruce W. Schnitzer,
|
|
Managing Director and Chairman
|
|
United States
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Director
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Wand Partners
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|
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c/o Beneficient Management, L.L.C.
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325 North St. Paul Street, Suite 4850
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Dallas, Texas 75201
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Roger T. Staubach,
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Retired
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United States
|
|
Director
|
|
c/o Beneficient Management, L.L.C.
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|
|
|
|
|
325 North St. Paul Street, Suite 4850
|
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Dallas, Texas 75201
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Sheldon I. Stein,
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President
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|
United States
|
|
Director
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Southern Glazer’s Wine and Spirits
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|
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|
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2001 Diplomat Drive
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Farmers Branch, Texas 75234
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David H. de Weese,
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Partner
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United States
|
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Director
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Paul Capital Advisors
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|
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|
575 Market Street, Suite 2500
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San Francisco, California 94105
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Bruce Zimmerman,
|
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Retired
|
|
United States
|
|
Director
|
|
c/o Beneficient Management, L.L.C.
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|
|
|
|
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325 North St. Paul Street, Suite 4850
|
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|
|
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Dallas, Texas 75201
|
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Brad K. Heppner,
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|
325 North St. Paul Street, Suite 4850
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United States
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Director, Chairman and
Chief Executive Officer
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|
Dallas, Texas 75201
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10