Statement of Changes in Beneficial Ownership (4)
June 03 2021 - 6:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Weise Stephen |
2. Issuer Name and Ticker or Trading Symbol
Freshpet, Inc.
[
FRPT
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP Manufacturing &SupplyChain |
(Last)
(First)
(Middle)
C/O FRESHPET, INC., 400 PLAZA DRIVE, FLOOR 1 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/1/2021 |
(Street)
SECAUCUS, NJ 07094
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 6/1/2021 | | M | | 8000 | A | $9.05 | 8000 | D | |
Common Stock | 6/1/2021 | | S | | 8000 | D | $172.73 (1) | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Options to purchase common stock | $9.05 | 6/1/2021 | | M | | | 8000 | (2) | 5/10/2026 | Common Stock | 8000 | $0 | 4066 | D | |
Explanation of Responses: |
(1) | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.54 to $173.39. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4. |
(2) | The stock options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The stock options vested in three equal installments beginning May 10, 2017. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Weise Stephen C/O FRESHPET, INC. 400 PLAZA DRIVE, FLOOR 1 SECAUCUS, NJ 07094 |
|
| EVP Manufacturing &SupplyChain |
|
Signatures
|
/s/ Stephen Macchiaverna, as Attorney-in-fact for the Reporting Person | | 6/3/2021 |
**Signature of Reporting Person | Date |
Freshpet (NASDAQ:FRPT)
Historical Stock Chart
From Aug 2024 to Sep 2024
Freshpet (NASDAQ:FRPT)
Historical Stock Chart
From Sep 2023 to Sep 2024