Initial Statement of Beneficial Ownership (3)
January 11 2022 - 05:11PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Huang
Nick |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
12/1/2021
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3. Issuer Name and Ticker or Trading
Symbol EAST WEST BANCORP INC [EWBC] |
(Last)
(First)
(Middle)
135 N. LOS ROBLES AVE. 7TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
Head of Commercial Banking / |
(Street)
PASADENA, CA 91101
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable
Line)_X_ Form filed by One Reporting
Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
No securities beneficially owned |
0 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Cliff-Vesting Restricted Stock Units |
11/15/2024 (1) |
11/15/2024 |
Cliff-Vesting Restricted Stock Units |
3573.0 |
$0.0 |
D |
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Explanation of
Responses: |
(1) |
Restricted Stock Units
("RSU") granted on November 15, 2021 pursuant to Issuer's 2021
Stock Incentive Plan. The RSUs will cliff vest on November 15, 2024
(i.e., the third anniversary of the date of grant). Each RSU
represents the right to receive, at settlement, one share of common
stock. |
Remarks:
Exhibit 24 - Power of Attorney |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Huang Nick
135 N. LOS ROBLES AVE. 7TH FLOOR
PASADENA, CA 91101 |
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Head of Commercial Banking |
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Signatures
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/s/ Louisa Wang, as
Attorney-in-fact |
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1/10/2022 |
**Signature of
Reporting Person |
Date |
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