Statement of Changes in Beneficial Ownership (4)
February 03 2021 - 5:16PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kellerhals Patricia R |
2. Issuer Name and Ticker or Trading Symbol
COMMERCE BANCSHARES INC /MO/
[
CBSH
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Senior Vice President |
(Last)
(First)
(Middle)
8000 FORSYTH BLVD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/1/2021 |
(Street)
ST. LOUIS, MO 63105
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/1/2021 | | M | | 527 | A | $55.0204 | 8367 (1) | D | |
Common Stock | 2/1/2021 | | M | | 311 | A | $46.5074 | 8678 | D | |
Common Stock | 2/1/2021 | | M | | 428 | A | $50.9232 | 9106 | D | |
Common Stock | 2/1/2021 | | F | | 103 | D | $67.02 | 9003 | D | |
Common Stock | 2/1/2021 | | D | | 975 | D | $67.02 | 8028 | D | |
Common Stock | 2/1/2021 | | F | | 284 | D | $67.91 | 7744 | D | |
Common Stock | 2/1/2021 | | S | | 188 | D | $67.01 | 7556 | D | |
Common Stock | 2/2/2021 | | S | | 524 | D | $68.65 | 7032 | D | |
Common Stock | | | | | | | | 25963 | I | 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Appreciation Rights | $55.0204 | 2/1/2021 | | M | | | 527 | 1/23/2020 (2) | 1/23/2029 | Common Stock | 527 | $0 | 1059 | D | |
Stock Appreciation Rights | $46.5074 | 2/1/2021 | | M | | | 311 | 1/31/2018 (3) | 1/31/2027 | Common Stock | 311 | $0 | 0 | D | |
Stock Appreciation Rights | $50.9232 | 2/1/2021 | | M | | | 428 | 1/24/2019 (4) | 1/24/2028 | Common Stock | 428 | $0 | 433 | D | |
Explanation of Responses: |
(1) | All stock holding balances adjusted to include a 5% stock dividend. Record date 12/2/2020, payable 12/18/2020. |
(2) | The stock appreciation right vests in four equal annual installments beginning January 23, 2020. |
(3) | The stock appreciation right vests in four equal annual installments beginning January 31, 2018. |
(4) | The stock appreciation right vests in four equal annual installments beginning January 24, 2019. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kellerhals Patricia R 8000 FORSYTH BLVD ST. LOUIS, MO 63105 |
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| Senior Vice President |
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Signatures
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/s/ Paul A. Steiner for Patricia R. Kellerhals | | 2/3/2021 |
**Signature of Reporting Person | Date |
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