Amended Statement of Changes in Beneficial Ownership (4/a)

Date : 09/16/2019 @ 7:59PM
Source : Edgar (US Regulatory)
Stock : Bruker Corporation (BRKR)
Quote : 50.54  0.59 (1.18%) @ 7:51PM

Amended Statement of Changes in Beneficial Ownership (4/a)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Prause Burkhard
2. Issuer Name and Ticker or Trading Symbol

BRUKER CORP [ BRKR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Pres. & CEO, Bruker EST
(Last)          (First)          (Middle)

BRUKER CORPORATION, 40 MANNING ROAD
3. Date of Earliest Transaction (MM/DD/YYYY)

9/5/2019
(Street)

BILLERICA, MA 01821
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

9/9/2019 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock (1) 9/5/2019    M    3718  A $20.68  20758  D   
Common Stock (1) 9/5/2019    M    9984  A $19.82  30742  D   
Common Stock (1) 9/5/2019    M    2000  A $22.19  32742  D   
Common Stock (1)                17040 (1) D   

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (1) $20.68  9/5/2019    M        3718    (2) 8/8/2024  Common Stock  3718  $0  0  D   
Stock Option (Right to Buy) (1) $19.82  9/5/2019    M        9984    (3) 8/7/2025  Common Stock  9984  $0  0  D   
Stock Option (Right to Buy) (1) $22.19  9/5/2019    M        2000    (4) 10/4/2026  Common Stock  2000  $0  0  D   

Explanation of Responses:
(1)  The original Form 4 omitted the cash exercise of the three options for a total of 15,702 shares of common stock and therefore also reported an incorrect number of total shares owned in Column 5 of the line item disclosing the sale transaction.
(2)  The option vested in four approximately equal annual installments on August 8, 2015, 2016, 2017 and 2018.
(3)  The option vested in four approximately equal annual installments on August 7, 2016, 2017, 2018 and 2019.
(4)  The option vested partially in two annual installments on October 4, 2017 and 2018 with two installments remaining to vest on October 4, 2019 and 2020.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Prause Burkhard
BRUKER CORPORATION
40 MANNING ROAD
BILLERICA, MA 01821


Pres. & CEO, Bruker EST

Signatures
/s/ Michael Rich, Attorney-in-Fact 9/16/2019
**Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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