Statement of Changes in Beneficial Ownership (4)
January 13 2022 - 5:59PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Martin Derek |
2. Issuer Name and Ticker or Trading Symbol
BOK FINANCIAL CORP
[
BOKF
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP - Consumer Banking |
(Last)
(First)
(Middle)
C/O FREDERIC DORWART, LAWYERS PLLC, 124 EAST FOURTH STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/11/2022 |
(Street)
TULSA, OK 74103
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 1/11/2022 | | F | | 100.0507 | D | $112.15 | 14174.9493 | D | |
Common Stock | 1/11/2022 | | D | | 857.9493 | D | (1) | 13317 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Common Stock | (2) | 1/11/2022 | | A | | 857.9493 | | (3) | (3) | Common Stock | 857.9493 | (1) | 857.9493 | D | |
Explanation of Responses: |
(1) | In connection with the vesting on January 11, 2022 of restricted stock units previously granted to the reporting person, the reporting person's receipt of 857.9493 shares of common stock was deferred, resulting in the reporting person's receipt instead of 857.9493 shares of phantom stock pursuant to BOKF's deferred compensation plan. The reporting person is therefore reporting the disposition of 857.9493 shares of common stock in exchange for an equal number of shares of phantom stock. |
(2) | Each share of phantom stock represents a right to receive one share of common stock or, at BOKF's election, the cash value thereof. |
(3) | The phantom stock becomes payable upon the reporting person's termination of employment with BOKF. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Martin Derek C/O FREDERIC DORWART, LAWYERS PLLC 124 EAST FOURTH STREET TULSA, OK 74103 |
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| EVP - Consumer Banking |
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Signatures
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/s/ Tamara Wagman, Power of Attorney | | 1/13/2022 |
**Signature of Reporting Person | Date |
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