As filed with the Securities and Exchange Commission on February 18, 2025

Registration No. 333-   

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Arteris, Inc.

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   27-0117058

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification Number)

900 E. Hamilton Ave., Suite 300

Campbell, CA

  95008
(Address of Principal Executive Offices)   (Zip Code)

 

 

2021 Incentive Award Plan

2021 Employee Stock Purchase Plan

(Full Title of the Plan)

 

 

K. Charles Janac

Arteris, Inc.

President and Chief Executive Officer

900 E. Hamilton Ave., Suite 300

Campbell, CA 95008

(408) 470-7300

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

Phillip S. Stoup, Esq.

Sarah K. Solum, Esq.

Freshfields US LLP

One Bush Street, 17th Floor

San Francisco, CA 94104

Telephone: (650) 618-9250

 

 

Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

 

Proposed sale to take place as soon after the effective date of the

registration statement as awards under the plans are exercised and/or vest.

 

 

 


PART I

INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS

The information called for in Part I of Form S-8 is not being filed with or included in this Form S-8 (by incorporation by reference or otherwise) in accordance with the rules and regulations of the Securities and Exchange Commission (the “SEC”).

PART II

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

In this Registration Statement, Arteris, Inc. is sometimes referred to as “Registrant,” “we,” “us” or “our.”

REGISTRATION OF ADDITIONAL SECURITIES

PURSUANT TO GENERAL INSTRUCTION E OF FORM S-8

This Registration Statement on Form S-8 is filed by the Registrant, relating to (a) 2,036,246 shares of its common stock, $0.001 par value (the “Common Stock”), issuable to eligible employees, directors and consultants of the Registrant under the Registrant’s 2021 Incentive Award Plan (the “2021 Plan”) and (b) 407,249 shares of Common Stock issuable to eligible employees of the Registrant under the Registrant’s 2021 Employee Stock Purchase Plan (the “ESPP”). Shares available for issuance under the 2021 Plan and the ESPP were previously registered on registration statements on Form S-8 filed with the SEC on November 1, 2021, Registration No. 333-260620, March 7, 2022, Registration No. 333-263352, March 1, 2023, Registration No. 333-270173, and February 20, 2024, Registration No. 333-277200 (the “Prior Registration Statements”). The Prior Registration Statements are currently effective. This Registration Statement relates to securities of the same class as those to which the Prior Registration Statements relate and is submitted in accordance with Section E of the General Instructions to Form S-8 regarding Registration of Additional Securities. Pursuant to Section E of the General Instructions to Form S-8, the contents of the Prior Registration Statements are incorporated herein by reference and made part of this Registration Statement, except as amended hereby.

Item 3. Incorporation of Documents by Reference.

The SEC allows us to incorporate by reference the information we file with them, which means that we can disclose important information to you by referring you to those documents. The information incorporated by reference is considered to be part of this Registration Statement, and later information filed with the SEC will update and supersede this information. We hereby incorporate by reference into this Registration Statement the following documents previously filed with the SEC:

 

   

the contents of the Registrant’s earlier Registration Statements on Form S-8 relating to the 2021 Plan and ESPP, previously filed with the SEC on November 1, 2021 (File No. 333-260620), March 7, 2022 (File No. 333-263352), March 1, 2023 (File No. 333-270173) and February 20, 2024 (File No.  333-277200);

 

   

the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2024, filed with the SEC on February 18, 2025;

 

   

the information specifically incorporated by reference into the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2023 from our Definitive Proxy Statement on Schedule 14A, filed with the SEC on April 23, 2024; and

 

   

the description of the Registrant’s Common Stock which is registered under Section 12 of the Exchange Act, in the Registrant’s Registration Statement on Form 8-A, filed on October 22, 2021, including any amendments or reports filed for the purposes of updating such description.

All documents that the Registrant subsequently files pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act prior to the filing of a post-effective amendment to the registration statement which indicates that all of the shares of Common Stock offered have been sold or which deregisters all of such shares then remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to be a part hereof from the date of the filing of such documents, except as to any portion of any future annual or quarterly report to stockholders or document or current report furnished under current Items 2.02 or 7.01 of Form 8-K, and exhibits furnished on such form that relate to such items, that is not deemed filed under such provisions. For the purposes of this Registration Statement, any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.


Under no circumstances will any information filed under current Items 2.02 or 7.01 of Form 8-K, and exhibits furnished on such form that relate to such items, be deemed incorporated herein by reference unless such Form 8-K expressly provides to the contrary.

Item 8. Exhibits.

 

Exhibit

Number

        Incorporated by Reference     
  

Exhibit Description

  

Form

  

Date

  

Number

  

Filed

Herewith

  4.1    Amended and Restated Certificate of Incorporation of Arteris, Inc.    8-K    10/29/21    3.1   
  4.2    Amended and Restated Bylaws of Arteris, Inc.    8-K    10/29/21    3.2   
  4.3    Specimen Stock Certificate evidencing the shares of common stock.    S-1/A    10/18/21    4.1   
  5.1    Opinion of Freshfields US LLP.             X
 23.1    Consent of Freshfields US LLP (included in Exhibit 5.1).             X
 23.2    Consent of Deloitte & Touche LLP, independent registered public accounting firm.             X
 24.1    Power of Attorney. Reference is made to the signature page to the Registration Statement.             X
 99.1#    2021 Incentive Award Plan.    S-8    10/29/21    99.2(a)   
 99.2#    Form of Stock Option Award Agreement under Arteris, Inc. 2021 Incentive Award Plan.    S-1/A    10/18/21    10.14   
 99.3#    Form of Restricted Stock Unit Award Agreement under Arteris, Inc. 2021 Incentive Award Plan    S-1/A    10/18/21    10.15   
 99.4#    2021 Employee Stock Purchase Plan    S-8    10/29/21    99.3   
107.1    Filing Fee Table             X

 

#

Indicates management contract or compensatory plan.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Campbell, State of California, on this 18th day of February, 2025.

 

Arteris, Inc.
By:  

/s/ K. Charles Janac

  K. Charles Janac
  President and Chief Executive Officer

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below does hereby constitute and appoint Charles Janac and Nicholas B. Hawkins, and each of them, with full power of substitution and full power to act without the other, as his or her true and lawful attorney-in-fact and agent to act for him or her in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file this Registration Statement, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in order to effectuate the same as fully, to all intents and purposes, as they or he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the date indicated.

 

Signature

  

Title

  

Date

/s/ K. Charles Janac

K. Charles Janac

   President and Chief Executive Officer (Principal Executive Officer) and Chairman of the Board of Directors    February 18, 2025

/s/ Nicholas B. Hawkins

Nicholas B. Hawkins

   Vice President and Chief Financial Officer (Principal Financial and Accounting Officer)    February 18, 2025

/s/ Wayne C. Cantwell

Wayne C. Cantwell

   Director    February 18, 2025

/s/ Raman K. Chitkara

Raman K. Chitkara

   Director    February 18, 2025

/s/ Isabelle F. Geday

Isabelle F. Geday

   Director    February 18, 2025

/s/ Claudia Fan Munce

Claudia Fan Munce

   Director    February 18, 2025

/s/ Joachim Kunkel

   Director    February 18, 2025
Joachim Kunkel      

/s/ S. Atiq Raza

S. Atiq Raza

   Director    February 18, 2025

/s/ Antonio J. Viana

Antonio J. Viana

   Director    February 18, 2025

Exhibit 5.1

 

LOGO

 

  Silicon Valley
 

855 Main Street

Redwood City, CA 94063

T +1 (650) 618-9250

  freshfields.us

February 18, 2025

Arteris, Inc.

900 E. Hamilton Ave., Suite 300

Campbell, CA

Ladies and Gentlemen,

Arteris, Inc., a Delaware corporation (the Company), has filed with the Securities and Exchange Commission (the Commission) a Registration Statement on Form S-8 (the Registration Statement) for the purpose of registering under the Securities Act of 1933, as amended (the Securities Act), 2,443,495 shares of its Class A common stock, par value $0.001 per share (the Securities), to be issued under the Company’s 2021 Incentive Award Plan (the 2021 Plan) and 2021 Employee Stock Purchase Plan (together with the 2021 Plan, the Plans).

We, as your counsel, have examined originals or copies of such documents, corporate records, certificates of public officials and other instruments as we have deemed necessary or advisable for the purpose of rendering this opinion.

In rendering the opinion expressed herein, we have, without independent inquiry or investigation, assumed that (i) all documents submitted to us as originals are authentic and complete, (ii) all documents submitted to us as copies conform to authentic, complete originals, (iii) all signatures on all documents that we reviewed are genuine, (iv) all natural persons executing documents had and have the legal capacity to do so, (v) all statements in certificates of public officials and officers of the Company that we reviewed were and are accurate and (vi) all representations made by the Company as to matters of fact in the documents that we reviewed were and are accurate.

Based upon the foregoing, and subject to the additional assumptions and qualifications set forth below, we advise you that, in our opinion, as of the date hereof, the Securities have been duly authorized and, when and to the extent issued, delivered and paid for in accordance with the Plans, the Securities will be validly issued, fully paid and non-assessable.

We are members of the Bars of the States of California and the foregoing opinion is limited to the General Corporation Law of the State of Delaware.

We hereby consent to the filing of this opinion as an exhibit to the Registration Statement. In giving this consent, we do not admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations of the SEC thereunder.

Very truly yours,

/s/ Freshfields US LLP

Exhibit 23.2

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

We consent to the incorporation by reference in this Registration Statement on Form S-8 of our report dated February 18, 2025 relating to the financial statements of Arteris, Inc., appearing in the Annual Report on Form 10-K of Arteris, Inc. for the year ended December 31, 2024.

/s/ DELOITTE & TOUCHE LLP

San Jose, California

February 18, 2025

Exhibit 107.1

Calculation of Filing Fee Table

Form S-8

(Form Type)

Arteris, Inc.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered Securities

 

               
Security
Type
   Security Class
Title
  Fee Calculation Rule    Amount
Registered(1)
  Proposed
Maximum
Offering
Price Per
Unit
  Maximum
Aggregate
Offering Price
  Fee Rate    Amount of
Registration Fee
               
Equity     Common stock,
$0.001 par value
per share
  Rule 457(c) and Rule 457(h)    2,036,246(2)   $9.47(3)   $19,283,250.00   $0.00015310    $2,952.27
               
Equity    Common stock,
$0.001 par value
per share
  Rule 457(c) and Rule 457(h)    407,249(4)   $9.47(3)   $3,856,649.00   $0.00015310    $590.46
         
Total Offering Amounts     $23,139,899.00      $3,542.73
         
Total Fee Offsets          $— (5)
         
Net Fee Due                $3,542.73

 

(1)

Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of the Registrant’s common stock that become issuable under the 2021 Plan and the ESPP by reason of any stock dividend, stock split, recapitalization or similar transaction effected without the Registrant’s receipt of consideration which would increase the number of outstanding shares of common stock. In addition, pursuant to Rule 416(c) under the Securities Act, this Registration Statement also covers an indeterminate amount of interests to be offered or sold pursuant to the employee benefits plan described herein.

(2)

Represents shares of Common Stock that were automatically added to the shares authorized for issuance under the 2021 Plan on January 1, 2025 pursuant to an “evergreen” provision contained in the 2021 Plan. Pursuant to such provision, the number of shares of Common Stock reserved for issuance pursuant to awards under such plan are increased on the first day of each year beginning in 2022 and ending in 2031 equal to the lesser of (A) five percent of the shares of stock outstanding on the last day of the immediately preceding fiscal year and (B) such smaller number of shares of stock as determined by the Registrant’s Board; provided, however, that no more than 21,000,000 shares of stock may be issued upon the exercise of incentive stock options.

(3)

Estimated in accordance with Rule 457(h) solely for the purpose of calculating the registration fee on the basis of $9.47 per share, which is the average of the high and low prices of Common Stock on February 12, 2025, as reported on the Nasdaq Global Market.

(4)

Represents shares of Common Stock that were automatically added to the shares authorized for issuance under the ESPP on January 1, 2025 pursuant to an “evergreen” provision contained in the ESPP. Pursuant to such provision, the number of shares of Common Stock reserved for issuance under such plan are increased on the first day of each year beginning in 2022 and ending in 2031 equal to the lesser of (A) one percent of the shares of stock outstanding on the last day of the immediately preceding fiscal year and (B) such smaller number of shares of stock as determined by the Registrant’s Board; provided, however, no more than 5,000,000 shares of stock may be issued under the ESPP.

(5)

The Registrant does not have any fee offsets.


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