Caledonia Mining Corporation Plc: Notification of relevant change to significant shareholder
October 09 2020 - 2:00AM
Caledonia Mining Corporation Plc (NYSE AMERICAN: CMCL; AIM: CMCL)
(“Caledonia” or the “Company”) announces that it received
notification on October 8, 2020, from BlackRock, Inc., which is a
“significant shareholder” of the Company as defined by the AIM
Rules for Companies, that it has increased its interest in the
Company and on October 7, 2020 crossed a particular threshold for
notification of its holdings in the Company. A copy of the
notification is below.
1: Standard form for notification of major
holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format if
possible)i |
|
1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are
attachedii: |
Caledonia Mining Corporation Plc |
1b. Please indicate if the issuer is a non-UK
issuer (please mark with an “X” if appropriate) |
Non-UK issuer |
X |
2. Reason for the notification (please mark the
appropriate box or boxes with an “X”) |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
|
An event changing the breakdown of voting rights |
|
Other (please specify)iii: |
|
3. Details of person subject to the notification
obligationiv |
Name |
BlackRock, Inc. |
City and country of registered office (if applicable) |
Wilmington, DE, USA |
4. Full name of shareholder(s) (if different from
3.)v |
Name |
|
City and country of registered office (if applicable) |
|
5. Date on which the threshold was crossed or
reachedvi: |
07/10/2020 |
6. Date on which issuer notified
(DD/MM/YYYY): |
08/10/2020 |
7. Total positions of person(s) subject to the notification
obligation |
|
% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments (total of 8.B 1 +
8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or
reached |
5.00% |
0.40% |
5.40% |
12,118,823 |
Position of previous notification (if applicable) |
4.99% |
0.39% |
5.38% |
|
8. Notified details of the resulting situation on the date
on which the threshold was crossed or reachedviii |
A: Voting rights attached to shares |
Class/type of shares ISIN code
(if possible) |
Number of voting rightsix |
% of voting rights |
Direct (Art 9 of Directive 2004/109/EC)
(DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC)
(DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC)
(DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC)
(DTR5.2.1) |
JE00BF0XVB15 |
|
606,350 |
|
5.00% |
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A |
606,350 |
5.00% |
B 1: Financial Instruments according to Art. 13(1)(a) of
Directive 2004/109/EC (DTR5.3.1.1 (a)) |
Type of financial instrument |
Expiration datex |
Exercise/Conversion Periodxi |
Number of voting rights that may be acquired if the
instrument is exercised/converted. |
% of voting rights |
Securities Lending |
|
|
16,100 |
0.13% |
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1 |
16,100 |
0.13% |
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b)) |
Type of financial instrument |
Expiration datex |
Exercise/Conversion Period
xi |
Physical or cash
settlementxii |
Number of voting rights |
% of voting rights |
CFD |
|
|
Cash |
32,901 |
0.27% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2 |
32,901 |
0.27% |
9. Information in relation to the person subject to the
notification obligation (please mark the applicable box
with an “X”) |
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii |
|
Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary) |
X |
Namexv |
% of voting rights if it equals or is higher than the
notifiable threshold |
% of voting rights through financial instruments if it
equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable
threshold |
See Attachment |
|
|
|
10. In case of proxy voting, please identify: |
Name of the proxy holder |
|
The number and % of voting rights held |
|
The date until which the voting rights will be held |
|
11. Additional informationxvi |
BlackRock Regulatory Threshold Reporting Team Jana Blumenstein 020
7743 3650 |
Place of completion |
12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
Date of completion |
8 October, 2020 |
Section 9 Attachment
Namexv |
% of voting rights if it equals or is higher than the
notifiable threshold |
% of voting rights through financial instruments if it
equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable
threshold |
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock International Holdings, Inc. |
|
|
|
BR Jersey International Holdings L.P. |
|
|
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BlackRock Holdco 3, LLC |
|
|
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BlackRock Canada Holdings LP |
|
|
|
BlackRock Canada Holdings ULC |
|
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BlackRock Asset Management Canada Limited |
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BlackRock, Inc. |
|
|
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BlackRock Holdco 2, Inc. |
|
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BlackRock Financial Management, Inc. |
|
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|
BlackRock Capital Holdings, Inc. |
|
|
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BlackRock Advisors, LLC |
|
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|
|
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BlackRock, Inc. |
|
|
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BlackRock Holdco 2, Inc. |
|
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BlackRock Financial Management, Inc. |
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BlackRock Holdco 4, LLC |
|
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BlackRock Holdco 6, LLC |
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BlackRock Delaware Holdings Inc. |
|
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BlackRock Fund Advisors |
|
|
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BlackRock, Inc. |
|
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Trident Merger, LLC |
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BlackRock Investment Management, LLC |
|
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BlackRock, Inc. |
|
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BlackRock Holdco 2, Inc. |
|
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BlackRock Financial Management, Inc. |
|
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BlackRock, Inc. |
|
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock (Singapore) Holdco Pte. Ltd. |
|
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BlackRock HK Holdco Limited |
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BlackRock Lux Finco S.a.r.l. |
|
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BlackRock Japan Holdings GK |
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BlackRock Japan Co., Ltd. |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock Holdco 4, LLC |
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BlackRock Holdco 6, LLC |
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BlackRock Delaware Holdings Inc. |
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BlackRock Institutional Trust Company, National Association |
|
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For further information please contact:
Caledonia
Mining Corporation Plc |
|
Mark
LearmonthCamilla Horsfall |
Tel: +44 1534 679
802Tel: +44 7817 841 793 |
|
|
WH
Ireland |
|
Adrian
Hadden/James Sinclair-Ford |
Tel: +44 20 7220
1751 |
|
|
Blytheweigh |
|
Tim Blythe/Megan
Ray |
Tel: +44 207 138
3204 |
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