Statement of Changes in Beneficial Ownership (4)
November 15 2019 - 4:16PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ANDERSON SCOTT ARNOLD |
2. Issuer Name and Ticker or Trading Symbol
CIRRUS LOGIC, INC.
[
CRUS
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Senior VP of Supply Chain |
(Last)
(First)
(Middle)
800 WEST 6TH STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/13/2019 |
(Street)
AUSTIN, TX 78701
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 11/13/2019 | | M | | 3591 | A | $20.37 | 13056 | D | |
Common Stock | 11/13/2019 | | S | | 3591 | D | $71.8815 (1) | 9465 | D | |
Common Stock | 11/13/2019 | | M | | 8000 | A | $38.99 | 17465 | D | |
Common Stock | 11/13/2019 | | S | | 8000 | D | $71.8815 (1) | 9465 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option (right to buy) | $20.37 | 11/13/2019 | | M | | | 3591 | (2) | 10/1/2024 | Common Stock | 3591 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $38.99 | 11/13/2019 | | M | | | 8000 | (3) | 10/3/2022 | Common Stock | 8000 | $0.0 | 0 | D | |
Explanation of Responses: |
(1) | The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.52 to $72.14. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. |
(2) | Only vested shares can be exercised under this option. 25% of the shares vested on 10/1/15; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/1/18. |
(3) | Only vested shares can be exercised under this option. 25% of the shares vested on 10/3/13; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/3/16. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
ANDERSON SCOTT ARNOLD 800 WEST 6TH STREET AUSTIN, TX 78701 |
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| Senior VP of Supply Chain |
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Signatures
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By: Gregory Scott Thomas attorney-in-fact For: Scott Anderson | | 11/15/2019 |
**Signature of Reporting Person | Date |
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