Amended Statement of Changes in Beneficial Ownership (4/a)
August 16 2018 - 5:12PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Mosing Michael Frank
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2. Issuer Name
and
Ticker or Trading Symbol
FRANK'S INTERNATIONAL N.V.
[
fi
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
10260 WESTHEIMER ROAD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/10/2018
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(Street)
HOUSTON, TX 77042
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
8/14/2018
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value Euro 0.01 per share
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8/10/2018
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S
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250000
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D
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$8.8533
(1)
(2)
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553735
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D
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Common Stock, par value Euro 0.01 per share
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8/13/2018
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S
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17020
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D
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$8.6861
(2)
(3)
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9056647
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I
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By The Michael Frank Mosing Family, L.L.C.
(4)
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Common Stock, par value Euro 0.01 per share
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8/14/2018
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S
(6)
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300938
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D
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$8.6771
(2)
(5)
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8755709
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I
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By The Michael Frank Mosing Family, L.L.C.
(4)
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Common Stock, par value Euro 0.01 per share
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10000
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I
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Held by spouse.
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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On August 10, 2018, Michael Frank Mosing sold 250,000 shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share (the "Common Stock") on the New York Stock Exchange in open market sales, at prices ranging from $8.7700 to $8.9300 per share, with a weighted-average per-share price of $8.8533.
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(2)
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The Reporting Person agrees to provide, upon request by the Securities Exchange Commission, the Issuer, or a holder of Common Stock, full information regarding the number of shares of Common Stock sold at each separate price.
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(3)
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On August 13, 2018, Michael Frank Mosing Family, L.L.C sold 17,020 shares of Common Stock on the New York Stock Exchange in open market sales, at prices ranging from $8.6500 to $8.7438 per share, with a weighted-average per-share price of $8.6861.
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(4)
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The Michael Frank Mosing Family, L.L.C. is controlled by Michael Frank Mosing, in his capacity as its sole manager.
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(5)
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On August 14, 2018, Michael Frank Mosing Family, L.L.C sold 300,938 shares of Common Stock on the New York Stock Exchange in open market sales, at prices ranging from $8.6500 to $8.7800 per share, with a weighted-average per-share price of $8.6771.
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(6)
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This Amendment to Form 4 is being filed for the sole purpose of correcting an error in this column. The original filing reported this transaction as a purchase of common stock when it was in fact a sale of common stock.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Mosing Michael Frank
10260 WESTHEIMER ROAD
HOUSTON, TX 77042
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X
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Signatures
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/s/ Michael F. Mosing
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8/16/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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