Current Report Filing (8-k)
June 08 2018 - 4:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM 8-K
CURRENT
REPORT Pursuant
to
Section 13 or 15(
d
) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported):
|
June 7, 2018
|
Hudson
Technologies, Inc.
(Exact Name of Registrant as Specified in
Its Charter)
New York
(State or Other Jurisdiction
of Incorporation)
1-13412
|
|
13-3641539
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(Commission File Number)
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|
(IRS Employer Identification No.)
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PO Box 1541, One Blue Hill Plaza Pearl River, New York
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10965
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(Address of Principal Executive Offices)
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(Zip Code)
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(845)
735-6000
(Registrant’s Telephone Number, Including
Area Code)
Not Applicable
(Former Name or Former Address, if Changed
Since Last Report)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (
see
General Instruction A.2. below):
|
¨
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
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Item 5.07
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Submission of Matters to a Vote of Security Holders
.
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At the Annual Meeting of Shareholders of
Hudson Technologies, Inc. (the “Company”) held on June 7, 2018 the shareholders of the Company:
|
(i)
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elected Dominic J. Monetta, Richard Parrillo, Eric
A. Prouty and Kevin J. Zugibe to serve as directors of the Company to hold office until the Annual Meeting of Shareholders to
be held in 2020 and until their successors have been duly elected and qualified;
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(ii)
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approved the adoption of the Company’s 2018
Stock Incentive Plan;
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(iii)
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approved, on a non-binding advisory basis, the compensation
of the Company’s named executive officers; and
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(iv)
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ratified the appointment of BDO USA, LLP as the Company’s
independent registered public accounting firm for the fiscal year ending December 31, 2018.
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1. The votes
cast by shareholders with respect to the election of directors were as follows:
Director
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Votes “For”
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Votes Withheld
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Broker Non-Votes
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Dominic J. Monetta
|
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27,163,588
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2,927,240
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7,620,011
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Richard Parrillo
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29,136,435
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954,393
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7,620,011
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Eric A. Prouty
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24,230,326
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5,860,502
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7,620,011
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Kevin J. Zugibe
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21,447,826
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8,643,002
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7,620,011
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2. The
votes cast by the shareholders with respect to the approval of the Company’s 2018 Stock Incentive Plan were as follows:
Votes “For”
|
|
Votes “Against”
|
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Abstentions
|
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Broker Non-Votes
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21,901,954
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8,098,572
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90,302
|
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7,620,011
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3. The
votes cast by the shareholders with respect to the approval, on a non-binding advisory basis, of the compensation of the Company’s
named executive officers were as follows:
Votes “For”
|
|
Votes “Against”
|
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Abstentions
|
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Broker Non-Votes
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21,330,028
|
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8,596,768
|
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164,032
|
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7,620,011
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4. The votes cast by
shareholders with respect to the ratification of the appointment of BDO USA, LLP as the Company’s independent registered
public accounting firm for the fiscal year ending December 31, 2018 were as follows:
Votes “For”
|
|
Votes “Against”
|
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Abstentions
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36,708,919
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929,718
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72,202
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There were no broker non-votes with respect to this proposal.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: June 8, 2018
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HUDSON TECHNOLOGIES, INC.
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By:
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/s/
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Stephen P. Mandracchia
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Name:
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Stephen P. Mandracchia
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Title:
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Vice President Legal & Regulatory Secretary
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