Statement of Changes in Beneficial Ownership (4)
May 17 2018 - 5:21PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Olsavsky Brian T
|
2. Issuer Name
and
Ticker or Trading Symbol
AMAZON COM INC
[
AMZN
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Senior Vice President and CFO
|
(Last)
(First)
(Middle)
P.O. BOX 81226
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/15/2018
|
(Street)
SEATTLE, WA 98108-1226
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, par value $.01 per share
|
5/15/2018
|
|
M
|
|
781
|
A
|
$0
|
1781
|
D
|
|
Common Stock, par value $.01 per share
|
5/15/2018
|
|
M
|
|
1117
|
A
|
$0
|
2898
|
D
|
|
Common Stock, par value $.01 per share
|
5/15/2018
|
|
M
|
|
130
|
A
|
$0
|
3028
|
D
|
|
Common Stock, par value $.01 per share
|
5/15/2018
|
|
S
(1)
|
|
2028
|
D
|
$1587.50
|
1000
|
D
|
|
Common Stock, par value $.01 per share
|
|
|
|
|
|
|
|
66.727
|
I
|
Held by the reporting person's Amazon.com 401(k) plan account
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Restricted Stock Unit Award
|
$0.0
(2)
|
5/15/2018
|
|
M
|
|
|
781
|
5/15/2016
(3)
|
2/15/2021
|
Common Stock, par value $.01 per share
|
781.0
|
$0
|
12815
|
D
|
|
Restricted Stock Unit Award
|
$0.0
(2)
|
5/15/2018
|
|
M
|
|
|
1117
|
5/15/2017
(4)
|
2/15/2019
|
Common Stock, par value $.01 per share
|
1117.0
|
$0
|
3351
|
D
|
|
Restricted Stock Unit Award
|
$0.0
(2)
|
5/15/2018
|
|
M
|
|
|
130
|
5/15/2017
(5)
|
2/15/2022
|
Common Stock, par value $.01 per share
|
130.0
|
$0
|
6727
|
D
|
|
Explanation of Responses:
|
(1)
|
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
|
(2)
|
Converts into Common Stock on a one-for-one basis.
|
(3)
|
This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 296 shares on each of May 15, 2016 and August 15, 2016; 297 shares on each of November 15, 2016 and February 15, 2017; 747 shares on May 15, 2017; 748 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 781 shares on each of May 15, 2018 and August 15, 2018; 782 shares on each of November 15, 2018 and February 15, 2019; 1,479 shares on May 15, 2019; 1,480 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 1,137 shares on May 15, 2020; and 1,138 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021.
|
(4)
|
This award vests at the rate of: 73 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; and 1,117 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019.
|
(5)
|
This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 150 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 151 shares on February 15, 2018; 130 shares on each of May 15, 2018 and August 15, 2018; 131 shares on each of November 15, 2018 and February 15, 2019; 284 shares on May 15, 2019; 285 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 239 shares on each of May 15, 2020, August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Olsavsky Brian T
P.O. BOX 81226
SEATTLE, WA 98108-1226
|
|
|
Senior Vice President and CFO
|
|
Signatures
|
/s/ by Mark F. Hoffman as attorney-in-fact for BRIAN T. OLSAVSKY, Senior Vice President and CFO
|
|
5/17/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Amazon.com (NASDAQ:AMZN)
Historical Stock Chart
From Aug 2024 to Sep 2024
Amazon.com (NASDAQ:AMZN)
Historical Stock Chart
From Sep 2023 to Sep 2024