Amended Statement of Ownership (sc 13g/a)
February 14 2018 - 10:58AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule
13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES
13d-1
(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
13d-2
(b)
(Amendment No. 4)
Noah Holdings
Limited
(Name of Issuer)
ORDINARY SHARES
(Title
of Class of Securities)
65487X102*
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
* This CUSIP number applies to the Issuers
American depositary shares, two of which represent one Ordinary Share.
(Continued on following pages)
Page 1 of 12 Pages
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CUSIP No. 65487X102
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Schedule 13G
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Page 2 of 11
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1
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Name of
reporting person
SEQUOIA CAPITAL CHINA I, L.P. (SCC I)
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2
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Check the appropriate box if a member
of a group
(a) ☐ (b) ☐
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3
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SEC use only
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4
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Citizenship or place of
organization
CAYMAN ISLANDS
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Number of
shares
beneficially
owned by
each
reporting
person
with
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5
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Sole voting power
0
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6
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Shared voting power
1,772,100
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7
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Sole dispositive power
0
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8
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Shared dispositive power
1,772,100
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9
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Aggregate amount beneficially owned by each reporting person
1,772,100
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10
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Check box if the aggregate amount in
Row (9) excludes certain shares
☐
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11
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Percent of class represented by amount
in Row 9
6.0%
1
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12
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Type of reporting person
PN
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1
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Based on a total of 29,518,533 shares outstanding as of December 31, 2016, as reported in the Issuers 20-F filed with the Securities and Exchange Commission on
April 21, 2017.
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CUSIP No. 65487X102
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Schedule 13G
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Page 3 of 11
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1
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Name of
reporting person
SEQUOIA CAPITAL CHINA PARTNERS FUND I, L.P. (SCC PTRS
I)
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2
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Check the appropriate box if a member
of a group
(a) ☐ (b) ☐
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3
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SEC use only
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4
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Citizenship or place of
organization
CAYMAN ISLANDS
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Number of
shares
beneficially
owned by
each
reporting
person
with
|
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5
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Sole voting power
0
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6
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Shared voting power
203,625
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7
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Sole dispositive power
0
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8
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Shared dispositive power
203,625
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9
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Aggregate amount beneficially owned by each reporting person
203,625
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10
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Check box if the aggregate amount in
Row (9) excludes certain shares
☐
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11
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Percent of class represented by amount
in Row 9
0.7%
1
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12
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Type of reporting person
PN
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1
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Based on a total of 29,518,533 shares outstanding as of December 31, 2016, as reported in the Issuers 20-F filed with the Securities and Exchange Commission on
April 21, 2017.
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CUSIP No. 65487X102
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Schedule 13G
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Page 4 of 11
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1
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Name of
reporting person
SEQUOIA CAPITAL CHINA PRINCIPALS FUND I, L.P. (SCC PRIN
I)
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2
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Check the appropriate box if a member
of a group
(a) ☐ (b) ☐
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3
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SEC use only
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4
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Citizenship or place of
organization
CAYMAN ISLANDS
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Number of
shares
beneficially
owned by
each
reporting
person
with
|
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5
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Sole voting power
0
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6
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Shared voting power
274,275
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7
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Sole dispositive power
0
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8
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Shared dispositive power
274,275
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9
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|
Aggregate amount beneficially owned by each reporting person
274,275
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10
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Check box if the aggregate amount in
Row (9) excludes certain shares
☐
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11
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Percent of class represented by amount
in Row 9
0.9%
1
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12
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Type of reporting person
PN
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1
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Based on a total of 29,518,533 shares outstanding as of December 31, 2016, as reported in the Issuers 20-F filed with the Securities and Exchange Commission on
April 21, 2017.
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CUSIP No. 65487X102
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Schedule 13G
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Page 5 of 11
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1
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Name of
reporting person
SEQUOIA CAPITAL CHINA MANAGEMENT I, L.P. (SCC MGMT
I)
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2
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Check the appropriate box if a member
of a group
(a) ☐ (b) ☐
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3
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SEC use only
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4
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Citizenship or place of
organization
CAYMAN ISLANDS
|
Number of
shares
beneficially
owned by
each
reporting
person
with
|
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5
|
|
Sole voting power
0
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6
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Shared voting power
2,250,000 shares, of which 1,772,100 shares are directly held by SCC I, 203,625shares
are directly held by SCC PTRS I and 274,275 shares are directly held by SCC PRIN I. SCC MGMT I is the General Partner of each of SCC I, SCC PTRS I and SCC PRIN I.
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7
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Sole dispositive power
0
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8
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Shared dispositive power
2,250,000 shares, of which 1,772,100 shares are directly held by SCC I, 203,625shares
are directly held by SCC PTRS I and 274,275 shares are directly held by SCC PRIN I. SCC MGMT I is the General Partner of each of SCC I, SCC PTRS I and SCC PRIN I.
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9
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Aggregate amount beneficially owned by each reporting person
2,250,000
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10
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Check box if the aggregate amount in
Row (9) excludes certain shares
☐
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11
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Percent of class represented by amount
in Row 9
7.6%
1
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12
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Type of reporting person
PN
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1
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Based on a total of 29,518,533 shares outstanding as of December 31, 2016, as reported in the Issuers 20-F filed with the Securities and Exchange Commission on
April 21, 2017.
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CUSIP No. 65487X102
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Schedule 13G
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Page 6 of 11
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1
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Name of
reporting person
SC CHINA HOLDING LIMITED (SCC HOLD)
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2
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Check the appropriate box if a member
of a group
(a) ☐ (b) ☐
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3
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SEC use only
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4
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Citizenship or place of
organization
CAYMAN ISLANDS
|
Number of
shares
beneficially
owned by
each
reporting
person
with
|
|
5
|
|
Sole voting power
0
|
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6
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|
Shared voting power
2,250,000 shares, of which 1,772,100 shares are directly held by SCC I, 203,625 shares
are directly held by SCC PTRS I and 274,275 shares are directly held by SCC PRIN I. SCC HOLD is the General Partner of SCC MGMT I, which is the General Partner of each of SCC I, SCC PTRS I and SCC PRIN I.
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7
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Sole dispositive power
0
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8
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Shared dispositive power
2,250,000 shares, of which 1,772,100 shares are directly held by SCC I, 203,625 shares
are directly held by SCC PTRS I and 274,275 shares are directly held by SCC PRIN I. SCC HOLD is the General Partner of SCC MGMT I, which is the General Partner of each of SCC I, SCC PTRS I and SCC PRIN I.
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9
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Aggregate amount beneficially owned by each reporting person
2,250,000
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10
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Check box if the aggregate amount in
Row (9) excludes certain shares
☐
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11
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Percent of class represented by amount
in Row 9
7.6%
1
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12
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Type of reporting person
OO
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1
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Based on a total of 29,518,533 shares outstanding as of December 31, 2016, as reported in the Issuers 20-F filed with the Securities and Exchange Commission on
April 21, 2017.
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CUSIP No. 65487X102
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Schedule 13G
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Page 7 of 11
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1
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Name of
reporting person
SNP CHINA ENTERPRISES LIMITED (SNP)
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2
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Check the appropriate box if a member
of a group
(a) ☐ (b) ☐
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3
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SEC use only
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4
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Citizenship or place of
organization
BRITISH VIRGIN ISLANDS
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Number of
shares
beneficially
owned by
each
reporting
person
with
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5
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Sole voting power
0
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6
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|
Shared voting power
2,250,000 shares, of which 1,772,100 shares are directly held by SCC I, 203,625 shares
are directly held by SCC PTRS I and 274,275 shares are directly held by SCC PRIN I. SNP is the Director of, and wholly owns, SCC HOLD. SCC HOLD is the General Partner of SCC MGMT I, which is the General Partner of each of SCC I, SCC PTRS I and SCC
PRIN I.
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7
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|
Sole dispositive power
0
|
|
8
|
|
Shared dispositive power
2,250,000 shares, of which 1,772,100 shares are directly held by SCC I, 203,625 shares
are directly held by SCC PTRS I and 274,275 shares are directly held by SCC PRIN I. SNP is the Director of, and wholly owns, SCC HOLD. SCC HOLD is the General Partner of SCC MGMT I, which is the General Partner of each of SCC I, SCC PTRS I and SCC
PRIN I.
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9
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Aggregate amount beneficially owned by each reporting person
2,250,000
|
10
|
|
Check box if the aggregate amount in
Row (9) excludes certain shares
☐
|
11
|
|
Percent of class represented by amount
in Row 9
7.6%
1
|
12
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Type of reporting person
OO
|
1
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Based on a total of 29,518,533 shares outstanding as of December 31, 2016, as reported in the Issuers 20-F filed with the Securities and Exchange Commission on
April 21, 2017.
|
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CUSIP No. 65487X102
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Schedule 13G
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Page 8 of 11
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1
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Name of
reporting person
NAN PENG SHEN (NS)
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2
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Check the appropriate box if a member
of a group
(a) ☐ (b) ☐
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3
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SEC use only
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4
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Citizenship or place of
organization
HONG KONG SAR
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Number of
shares
beneficially
owned by
each
reporting
person
with
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5
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Sole voting power
376,809
|
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6
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Shared voting power
2,250,000 shares, of which 1,772,100 shares are directly held by SCC I, 203,625 shares
are directly held by SCC PTRS I and 274,275 shares are directly held by SCC PRIN I. NS is the Director of SNP, which is the Director of SCC HOLD, which is the General Partner of SCC MGMT I, which is the General Partner of each of SCC I, SCC PTRS I
and SCC PRIN I. SCC HOLD is wholly owned by SNP, a company wholly owned by NS. NS disclaims beneficial ownership of all such shares except to the extent of his individual pecuniary interest therein.
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7
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Sole dispositive power
376,809
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8
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Shared dispositive power
2,250,000 shares, of which 1,772,100 shares are directly held by SCC I, 203,625 shares
are directly held by SCC PTRS I and 274,275 shares are directly held by SCC PRIN I. NS is the Director of SNP, which is the Director of SCC HOLD, which is the General Partner of SCC MGMT I, which is the General Partner of each of SCC I, SCC PTRS I
and SCC PRIN I. SCC HOLD is wholly owned by SNP, a company wholly owned by NS. NS disclaims beneficial ownership of all such shares except to the extent of his individual pecuniary interest therein.
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9
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Aggregate amount beneficially owned by each reporting person
2,626,809
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10
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Check box if the aggregate amount in
Row (9) excludes certain shares
☐
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11
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Percent of class represented by amount
in Row 9
8.9%
1
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12
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Type of reporting person
IN
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1
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Based on a total of 29,518,533 shares outstanding as of December 31, 2016, as reported in the Issuers 20-F filed with the Securities and Exchange Commission on April 21, 2017.
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CUSIP No. 65487x102
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Schedule 13G
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Page 9 of 11 Pages
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(a) Name of Issuer:
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Noah Holdings Limited
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(b) Address of Issuers Principal Executive
Offices:
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No. 1687 Changyang Road, Changyang Valley, Building 2
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Shanghai 200090
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Peoples Republic of China
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(a)
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Name of Persons Filing:
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Sequoia Capital China I, L.P.
Sequoia Capital China Partners Fund I, L.P.
Sequoia Capital China Principals Fund I, L.P.
Sequoia Capital China Management I, L.P.
SC China Holding Limited
SNP
China Enterprises Limited
Nan Peng Shen
SCC MGMT I is the General Partner of each of SCC I, SCC PTRS I and SCC PRIN I. SCC HOLD is the General Partner of SCC MGMT I. SNP is the
Director of, and wholly owns, SCC HOLD. NS is the Director of, and wholly owns SNP.
(b)
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Address of Principal Business Office or, if none, Residence:
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2800 Sand Hill Road, Suite 101
Menlo Park, CA 94025
SCC MGMT I, SCC I, SCC PTRS I, SCC PRIN I, SCC HOLD: Cayman Islands
SNP: British Virgin Islands
NS:
Hong Kong SAR
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(d)
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Title of Class of Securities:
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Ordinary Shares
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(e)
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CUSIP Number:
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65487X102
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ITEM 3.
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If this statement is filed pursuant to Rules
13d-1(b)
or
13d-2(b)
or (c), check whether the person filing is a:
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NOT APPLICABLE
SEE ROWS 5 THROUGH 11 OF COVER PAGES
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CUSIP No. 65487x102
|
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Schedule 13G
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Page 10 of 11 Pages
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ITEM 5.
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OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
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If this statement is being filed
to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ☐
ITEM 6.
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OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
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NOT APPLICABLE
ITEM 7.
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IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON
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NOT APPLICABLE
ITEM 8.
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IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
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NOT APPLICABLE
ITEM 9.
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NOTICE OF DISSOLUTION OF GROUP
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NOT APPLICABLE
NOT APPLICABLE
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CUSIP No. 65487x102
|
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Schedule 13G
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Page 11 of 11 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 14, 2018
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Sequoia Capital China I, L.P.
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Sequoia Capital China Partners Fund I, L.P.
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Sequoia Capital China Principals Fund I, L.P.
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By:
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Sequoia Capital China Management I, L.P.
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General Partner of each
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By:
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SC China Holding Limited
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its General Partner
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By:
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/s/ Nan Peng Shen
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Nan Peng Shen
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Sequoia Capital China Management I, L.P.
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By:
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SC China Holding Limited
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its General Partner
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By:
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/s/ Nan Peng Shen
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Nan Peng Shen
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SC China Holding Limited
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By:
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/s/ Nan Peng Shen
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Nan Peng Shen
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SNP China Enterprises Limited
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By:
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/s/ Nan Peng Shen
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Nan Peng Shen, Owner and Director
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/s/ Nan Peng Shen
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Nan Peng Shen
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