Nuna Minerals A/S Form 8 (OPD) Worthington Group (9517G)
November 25 2015 - 8:31AM
UK Regulatory
TIDM0QE1 TIDMWRN
RNS Number : 9517G
Nuna Minerals A/S
25 November 2015
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: NunaMinerals A/S
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(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Worthington Group Plc
Use a separate form for each offeror/offeree
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(d) Is the discloser the offeror or the offeree? OFFEROR
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(e) Date position held: 24 November 2015
The latest practicable date prior to the disclosure
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in YES - NunaMinerals A/S
respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security:
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Interests Short positions
----------------------------------------------------------------------------------- ------------ ------------------
Number % Number %
----------------------------------------------------------------------------------- -------- ------------- ---
(1) Relevant securities owned and/or controlled: None None
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(2) Cash-settled derivatives: None None
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: None None
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None None
TOTAL:
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: None
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Details, including nature of the rights concerned and relevant percentages: None
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3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe (including directors' and
other employee options) of any person acting in concert with the party to the offer making
the disclosure:
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Mr Douglas Ware, director of Worthington Group Plc and controller of European & Asian Ltd,
3(rd) Floor, Jonsim Place, 228 Queen's Road East, Wanchai, Hong Kong, owner of relevant securities
for the benefit of Mr Ware's family:
Class of relevant security: Ordinary Shares Worthington Group Plc
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Interests Short positions
---------------------------------------- -------------------------- ------------------
Number % Number %
---------------------------------------- -------------- ---------- ------------- ---
(1) Relevant securities owned and/or
controlled: 785,000 3.14% None
---------------------------------------- -------------- ---------- ------------- ---
(2) Cash-settled derivatives: None None
---------------------------------------- -------------- ---------- ------------- ---
(3) Stock-settled derivatives None None
(including options) and agreements to
purchase/sell:
---------------------------------------- -------------- ---------- ------------- ---
TOTAL: 785,000 3.14% None
---------------------------------------- -------------- ---------- ------------- ---
Class of relevant Secured Convertible Loan Notes at 10p 2019 Worthington Group Plc
security:
--------------------- -----------------------------------------------------------------
Interests Short positions
--------------------- --------------------------------------- ------------------------
Number % Number %
--------------------- -------------------- ----------------- ----------------- -----
(1) Relevant
securities owned
and/or controlled: 3,024,000 65.54% None
--------------------- -------------------- ----------------- ----------------- -----
(2) Cash-settled None None
derivatives:
--------------------- -------------------- ----------------- ----------------- -----
(3) Stock-settled None None
derivatives
(including options)
and agreements to
purchase/sell:
--------------------- -------------------- ----------------- ----------------- -----
TOTAL: 3,024,000 65.54% None
--------------------- -------------------- ----------------- ----------------- -----
Class of relevant security: Placing Warrants exercisable at 10p 2017
Worthington Group Plc
------------------------------------- -------------------------------------------------
Interests Short positions
------------------------------------- ----------------------------- ------------------
Number % Number %
------------------------------------- ---------------- ----------- ------------- ---
(1) Relevant securities owned and/or
controlled: 3,024,000 25.20% None
------------------------------------- ---------------- ----------- ------------- ---
(2) Cash-settled derivatives: None None
------------------------------------- ---------------- ----------- ------------- ---
(3) Stock-settled derivatives None None
(including options) and agreements
to purchase/sell:
------------------------------------- ---------------- ----------- ------------- ---
TOTAL: 3,024,000 25.20% None
------------------------------------- ---------------- ----------- ------------- ---
Class of relevant Warrants exercisable at 10p 2020 Worthington Group Plc
security:
------------------------- -------------------------------------------------------------
Interests Short positions
------------------------- --------------------------------------- --------------------
Number % Number %
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