TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 26 November 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under TUI AG
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 8,653,847 0.71% 105,651 0.01%
(2) Derivatives (other than
options): 15,572 0.00% 7,264,945 0.60%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 8,669,419 0.71% 7,370,596 0.61%
Class of relevant security: Convertible Bond XS0503743949
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 600,000 0.15%
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 0 0.00% 600,000 0.15%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 135 4.1710 GBP
ORD Purchase 136 4.1810 GBP
ORD Purchase 149 4.1970 GBP
ORD Purchase 151 4.2160 GBP
ORD Purchase 179 4.2100 GBP
ORD Purchase 190 4.2180 GBP
ORD Purchase 300 4.2025 GBP
ORD Purchase 304 4.2260 GBP
ORD Purchase 446 4.1350 GBP
ORD Purchase 461 4.1780 GBP
ORD Purchase 514 4.1740 GBP
ORD Purchase 693 4.1930 GBP
ORD Purchase 707 4.2200 GBP
ORD Purchase 767 4.2138 GBP
ORD Purchase 1,010 4.1729 GBP
ORD Purchase 1,710 4.2270 GBP
ORD Purchase 1,774 4.1750 GBP
ORD Purchase 2,567 4.1939 GBP
ORD Purchase 4,738 4.2075 GBP
ORD Purchase 4,882 4.2010 GBP
ORD Purchase 6,231 4.2049 GBP
ORD Purchase 8,574 4.1960 GBP
ORD Purchase 28,605 4.1945 GBP
ORD Purchase 43,082 4.1887 GBP
ORD Purchase 86,154 4.1933 GBP
ORD Purchase 75,470 4.1944 GBP
ORD Purchase 86,306 4.1982 GBP
ORD Sale 124 4.1960 GBP
ORD Sale 135 4.1710 GBP
ORD Sale 136 4.1810 GBP
ORD Sale 149 4.1970 GBP
ORD Sale 179 4.2100 GBP
ORD Sale 190 4.2180 GBP
ORD Sale 304 4.2260 GBP
ORD Sale 446 4.1350 GBP
ORD Sale 461 4.1780 GBP
ORD Sale 514 4.1740 GBP
ORD Sale 693 4.1930 GBP
ORD Sale 705 4.1526 GBP
ORD Sale 707 4.2200 GBP
ORD Sale 1,202 4.2006 GBP
ORD Sale 1,545 4.2133 GBP
ORD Sale 1,710 4.2270 GBP
ORD Sale 1,994 4.2113 GBP
ORD Sale 2,350 4.1840 GBP
ORD Sale 4,631 4.1790 GBP
ORD Sale 4,738 4.2075 GBP
ORD Sale 4,947 4.1766 GBP
ORD Sale 5,316 4.1803 GBP
ORD Sale 9,495 4.2189 GBP
ORD Sale 12,899 4.1976 GBP
ORD Sale 28,062 4.2018 GBP
ORD Sale 39,689 4.1860 GBP
ORD Sale 58,699 4.1950 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 1,545 4.2133 GBP
ORD CFD Long 7,666 4.1808 GBP
ORD SWAP Long 9,495 4.2189 GBP
ORD CFD Short 4,882 4.2016 GBP
ORD CFD Short 6,231 4.2049 GBP
ORD CFD Short 8,450 4.1960 GBP
ORD SWAP Short 27,100 4.1831 GBP
ORD CFD Short 86,154 4.1933 GBP
ORD CFD Short 86,306 4.1982 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 27 Nov 2014
Contact name: Sushil Vashisht
Telephone number: 020 7773 0744
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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