Numis Corporation PLC Directors' Dealing (5393C)
January 22 2018 - 7:00AM
UK Regulatory
TIDMNUM
RNS Number : 5393C
Numis Corporation PLC
22 January 2018
MONDAY 22 JANUARY 2018
Numis Corporation Plc ("Numis")
Directors' Dealing
The Board of Numis announces that, further to the grant of share
awards to Directors and employees announced on 20 January 2016,
following the vesting of award shares under the Numis Corporation
Plc Restricted Stock Unit Plan 2008 ("RSU Plan") on 19 January
2018, Alex Ham, Ross Mitchinson and Andrew Holloway, (the Executive
Directors of Numis), through the mechanism of the RSU Plan, sold
part of their award shares to fund tax liabilities arising from the
vesting
Executive Directors' deemed interest in Numis shares:-
Name of Award Award Shares Award Total Numis % of
Director Shares sold Shares shares Numis
vested acquired now held shares
in issue
Alex Ham 26,253 12,339 13,914 594,828 0.55%
Andrew 10,341 4,861 5,480 44,615 0.04%
Holloway
Ross Mitchinson 10,143 4,768 5,375 293,415 0.27%
No consideration was paid to the Company for the grant of the
award and no consideration has been paid on the vesting of the
awards.
The Numis shares referred to above are Numis' ordinary shares of
5p each and the total number of shares in issue is 108,027,448
(excluding shares held in treasury) with each ordinary share
carrying the right to one vote.
The total number of shares held in treasury is 10,411,088
(9.64%).
The total number of voting rights in Numis is 108,027,448.
The notifications below are made in accordance with the
requirements of the EU regulation on market abuse.
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS
DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY
ASSOCIATED WITH THEM
1 Details of the person discharging managerial
responsibility / person closely associated
----- ---------------------------------------------------------------
a) Name Alex Ham
----- --------------------------------- ----------------------------
2 Reason for the notification
----- ---------------------------------------------------------------
a) Position/status PDMR (Executive Director)
----- --------------------------------- ----------------------------
b) Initial notification/amendment Initial notification
----- --------------------------------- ----------------------------
3 Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
----- ---------------------------------------------------------------
a) Name Numis Corporation Plc
----- --------------------------------- ----------------------------
b) LEI 213800AREEDZZCNBHD25
----- ------ -----------------------
4 Details of the transaction(s): section
to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii)
each date; and (iv) each place where
transactions have been conducted
-------------------------------------------------
Description of Numis Ordinary Shares
the financial instrument,
type of instrument
------ ----------------------------- -----------------------------------------
Identification Ordinary share ISIN :
a) code GB00B05M6465
------ ----------------------------- -----------------------------------------
1. Vesting of ordinary
b) Nature of transaction shares under the Numis
Corporation Plc Restricted
Stock Unit Plan 2008
("RSU Plan")
2. Sale of part of vested
award shares under the
RSU Plan to fund tax
liabilities arising
------ ----------------------------- -----------------------------------------
Price(s) Volume(s)
------ ----------------------------- --------------------- ------------------
1. Nil 1. 26,253
---------------------------------------------------------- ------------------
c) Price(s) and volume(s) 2. GBP3.365 2. 12,339
------ ----------------------------- --------------------- ------------------
Aggregated information
-------------------------------------------------------------------------------
Aggregated volume N/A
----------------------------- ------------------------------------------------
d) Price N/A
------ ----------------------------- -----------------------------------------
e) Date of transaction 19 January 2018
------ ----------------------------- -----------------------------------------
f) Place of transaction UK, London Stock Exchange
------ ----------------------------- -----------------------------------------
1 Details of the person discharging managerial
responsibility / person closely associated
----- ---------------------------------------------------------------
a) Name Andrew Holloway
----- --------------------------------- ----------------------------
2 Reason for the notification
----- ---------------------------------------------------------------
a) Position/status PDMR (Executive Director)
----- --------------------------------- ----------------------------
b) Initial notification/amendment Initial notification
----- --------------------------------- ----------------------------
3 Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
----- ---------------------------------------------------------------
a) Name Numis Corporation Plc
----- --------------------------------- ----------------------------
b) LEI 213800AREEDZZCNBHD25
----- ------ -----------------------
4 Details of the transaction(s): section
to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii)
each date; and (iv) each place where
transactions have been conducted
-------------------------------------------------
Description of Numis Ordinary Shares
the financial instrument,
type of instrument
------ ----------------------------- ---------------------------------------------
Identification Ordinary share ISIN :
a) code GB00B05M6465
------ ----------------------------- ---------------------------------------------
1. Vesting of ordinary
b) Nature of transaction shares under the Numis
Corporation Plc Restricted
Stock Unit Plan 2008
("RSU Plan")
2.Sale of part of vested
award shares under the
RSU Plan to fund tax
liabilities arising
------ ----------------------------- ---------------------------------------------
Price(s) Volume(s)
------ ----------------------------- -------------------------- -----------------
1 Nil 1. 10,341
--------------------------------------------------------------- -----------------
c) Price(s) and volume(s) 2 GBP3.365 2. 4,861
------ ----------------------------- -------------------------- -----------------
Aggregated information
-----------------------------------------------------------------------------------
Aggregated volume N/A
----------------------------- ----------------------------------------------------
d) Price N/A
------ ----------------------------- ---------------------------------------------
e) Date of transaction 19 January 2018
------ ----------------------------- ---------------------------------------------
f) Place of transaction UK, London Stock Exchange
------ ----------------------------- ---------------------------------------------
1 Details of the person discharging managerial
responsibility / person closely associated
----- ---------------------------------------------------------------
a) Name Ross Mitchinson
----- --------------------------------- ----------------------------
2 Reason for the notification
----- ---------------------------------------------------------------
a) Position/status PDMR (Executive Director)
----- --------------------------------- ----------------------------
b) Initial notification/amendment Initial notification
----- --------------------------------- ----------------------------
3 Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
----- ---------------------------------------------------------------
a) Name Numis Corporation Plc
----- --------------------------------- ----------------------------
b) LEI 213800AREEDZZCNBHD25
----- ------ -----------------------
4 Details of the transaction(s): section
to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii)
each date; and (iv) each place where
transactions have been conducted
-------------------------------------------------
Description of Numis Ordinary Shares
the financial instrument,
type of instrument
------ ----------------------------- -------------------------------------
Identification Ordinary share ISIN :
a) code GB00B05M6465
------ ----------------------------- -------------------------------------
1. Vesting of ordinary
b) Nature of transaction shares under the Numis
Corporation Plc Restricted
Stock Unit Plan 2008
("RSU Plan")
2.Sale of part of vested
award shares under the
RSU Plan to fund tax
liabilities arising
------ ----------------------------- -------------------------------------
Price(s) Volume(s)
------ ----------------------------- -------------------- ---------------
1. Nil 1 10,143
--------------------------------------------------------- ---------------
c) Price(s) and volume(s) 2 GBP3.365 2 4,768
------ ----------------------------- -------------------- ---------------
Aggregated information
---------------------------------------------------------------------------
Aggregated volume N/A
----------------------------- --------------------------------------------
d) Price N/A
------ ----------------------------- -------------------------------------
e) Date of transaction 19 January 2018
------ ----------------------------- -------------------------------------
f) Place of transaction UK, London Stock Exchange
------ ----------------------------- -------------------------------------
This announcement contains inside information for the purposes
of Article 7 of Regulation (EU) No 596/2014.
22 January 2018
Contacts
Alex Ham and Ross Mitchinson Co-CEOs 020 7260 1245
Andrew Holloway - Chief Financial Officer 020 7260 1266
Brunswick:
Nick Cosgrove 020 7404 5959
Simone Selzer 020 7404 5959
Grant Thornton UK LLP (Nominated Adviser):
Philip Secrett 020 7728 2578
Jen Clarke 020 7865 2411
Harrison J Clarke 020 7184 4384
This information is provided by RNS
The company news service from the London Stock Exchange
END
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