Director Shareholding
August 15 2003 - 9:38AM
UK Regulatory
RNS Number:7281O
ICAP PLC
15 August 2003
DEALINGS BY DIRECTORS
1) NAME OF COMPANY
ICAP PLC
2) NAME OF DIRECTOR
MR MICHAEL SPENCER
3) Please state whether notification indicates that it is in respect of
holding of the shareholder named in 2 above or in respect of a
non-beneficial interest or in the case of an individual holder
if it is a holding of that person's spouse or children under the
age of 18 or in respect of an non-beneficial interest
MR M SPENCER AND MRS SPENCER
4) Name of the registered holder(s) and, if more than one holder, the
number of shares held by each of them. (If notified)
INTERCAPITAL PRIVATE GROUP LIMITED 1,295,171
INCAP NETHERLANDS (HOLDINGS) BV 25,109,141
MICHAEL SPENCER 175,000
HELD IN TRUST FOR CHILDREN 10,000
5) Please state whether notification relates to a person(s) connected
with the Director named in 2 above and identify the connected person(s)
6) Please state the nature of the transaction. For PEP transactions
please indicate whether general/single co PEP and if discretionary/non
discretionary
TRANSFER OF SHARES
7) Number of shares/amount of
stock acquired
8) (N/A%)
of issued Class
9) Number of shares/amount
of stock disposed
22,257
10) (0.02%)
of issued Class
11) Class of security
ORDINARY SHARES 50P
12) Price per share
(NOT YET DETERMINED)
13) Date of transaction
14.08.03
14) Date company informed
14.08.03
15) Total holding following this notification
INTERCAPITAL PRIVATE GROUP LIMITED 1,272,914
INCAP NETHERLANDS (HOLDINGS) BV 25,109,141
MICHAEL SPENCER 175,000
HELD IN TRUST FOR CHILDREN 10,000
16) Total percentage holding of issued class following this notification
INTERCAPITAL PRIVATE GROUP LIMITED 1.11%
INCAP NETHERLANDS (HOLDINGS) BV 21.83%
MICHAEL SPENCER 0.15%
HELD IN TRUST FOR CHILDREN 0.008%
IF A DIRECTOR HAS BEEN GRANTED OPTIONS BY THE COMPANY PLEASE
COMPLETE THE FOLLOWING BOXES
17) Date of grant
18) Period during which or date on which exercisable
19) Total amount paid (if any) for grant of the option
20) Description of shares or debentures involved: class, number.
21) Exercise price (if fixed at time of grant) or indication that price
is to be fixed at time of exercise
22) Total number of shares or debentures over which options held
following this notification
23) Any additional information
SEE APPENDIX BELOW
24) Name of contact and telephone number for queries
KATHRYN DICKINSON 020 7463 4388
25) Name and signature of authorised company official responsible for
making this notification
Date of Notification 15 AUGUST 2003
APPENDIX
Intercapital Private Group Limited ("IPGL") has arrangements in place whereby
ICAP plc shares will be transferred to minority shareholders in IPGL's
subsidiary, Intercapital Brokerage Services Limited. These transfers are
pursuant to that arrangement. The arrangement dates back to the merger between
Intercapital plc and Exco plc in 1998. The balance of the entitlement now
amounts to 228,143 of ICAP representing 0.20% of the outstanding shares of the
company.
Because Michael Spencer owns more than one third of the shares in Intercapital
Private Group Limited, he is deemed by the Companies Act, 1985 to be interested
in all the shares owned by it. His economic interest in ICAP plc is not altered
by this transaction.
15 August 2003
This information is provided by RNS
The company news service from the London Stock Exchange
END
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