ELEMENTIS PLC - Holding(s) in Company
November 01 2017 - 7:00AM
PR Newswire (US)
TR-1: Standard form for notification of major
holdings
NOTIFICATION OF MAJOR HOLDINGS |
|
1a.
Identity of the issuer or the underlying issuer of existing shares
to which voting rights are attached: |
Elementis
plc |
1b.
Please indicate if the issuer is a non-UK issuer (please
mark with an “X” if appropriate) |
Non-UK
issuer |
|
2.
Reason for the notification (please mark the appropriate box or
boxes with an “X”) |
An
acquisition or disposal of voting rights |
X |
An
acquisition or disposal of financial instruments |
|
An event
changing the breakdown of voting rights |
|
Other
(please specify): |
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3. Details of person subject to the notification
obligation |
Name |
Ameriprise
Financial, Inc. and its group |
City and
country of registered office (if applicable) |
Minneapolis, USA |
4. Full
name of shareholder(s) (if different from 3.) |
Name |
HSBC Global Custody Nominees (UK) Ltd
Nortrust Nominees LTD
Securities Services Nominees Limited
State Street Bank & Trust Boston
State Street Nominees Limited
Vidacos Nominees Ltd |
City and
country of registered office (if applicable) |
|
5. Date
on which the threshold was crossed or reached: |
27/10/2017 |
6. Date
on which issuer notified (DD/MM/YYYY): |
31/10/2017 |
7. Total positions of person(s) subject to the notification
obligation |
|
% of
voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total
of both in % (8.A + 8.B) |
Total
number of voting rights of issuer |
Resulting situation on
the date on which threshold was crossed or reached |
10.002% |
0% |
10.002% |
463,847,882 |
Position
of previous notification (if
applicable) |
5.020% |
0% |
5.020% |
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8.
Notified details of the resulting situation on the date on which
the threshold was crossed or reached |
A:
Voting rights attached to shares |
Class/type of
shares
ISIN code (if possible) |
Number
of voting rights |
% of
voting rights |
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
GB0002418548 |
147,844 |
46,247,597 |
0.032% |
9.970% |
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SUBTOTAL 8. A |
46,395,441 |
10.002% |
|
B 1:
Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a)) |
Type of financial
instrument |
Expiration
date |
Exercise/
Conversion Period |
Number
of voting rights that may be acquired if the instrument is
exercised/converted. |
% of voting rights |
|
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|
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SUBTOTAL 8. B 1 |
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B 2:
Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) |
|
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|
|
|
|
SUBTOTAL
8.B.2 |
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9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an “X”) |
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer |
|
Full chain
of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entity (please add
additional rows as necessary) |
X |
Name |
% of
voting rights if it equals or is higher than the notifiable
threshold |
% of
voting rights through financial instruments if it equals or is
higher than the notifiable threshold |
Total of both if it equals or is higher than the
notifiable threshold |
Ameriprise Financial,
Inc. |
% |
% |
% |
Ameriprise
International Holdings GmbH |
% |
% |
% |
Threadneedle Asset
Management Holdings SARL |
% |
% |
% |
Threadneedle Holdings
Limited |
% |
% |
% |
TAM UK Holdings
Limited |
% |
% |
% |
Threadneedle Asset
Management Holdings Limited |
% |
% |
% |
TC Financing
Limited |
% |
% |
% |
Threadneedle Asset
Management Limited |
10.002% |
% |
10.002% |
|
10. In
case of proxy voting, please identify: |
Name of
the proxy holder |
N/A |
The number
and % of voting rights held |
N/A |
The date
until which the voting rights will be held |
N/A |
This notification is made in accordance with Rule 5.8.12 R(1) of
the Disclosure and Transparency Rules sourcebook.
Wai Wong
Company Secretary
020 7067 2999
1 November 2017
LEI: 549300LQIH685LI2ML36
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