ECR MINERALS PLC: TR-1: Standard form for notification of major holdings
January 11 2021 - 8:07AM
UK Regulatory
TIDMECR TIDMMTGDY
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA
in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the
underlying issuer of existing
shares to which voting rights are
attached(ii) : ECR Minerals
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if
appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an
"X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)(iii) : NEW EQUITY ISSUE DILUTING EXISTING
POSITION X
3. Details of person subject to the notification obligation(iv)
Name SHENYANG XINLIAOAN MACHINERY CO LTD
City and country of registered
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name
City and country of registered
office (if applicable)
5. Date on which the threshold
was crossed or reached(vi) : 07/01/2021
6. Date on which issuer notified
(DD/MM/YYYY): 08/01/2021
7. Total positions of person(s) subject to the notification obligation
% of voting
rights
% of voting through
rights attached financial Total number
to shares instruments of voting
(total of 8. (total of 8.B Total of both in rights of
A) 1 + 8.B 2) % (8.A + 8.B) issuer(vii)
Resulting
situation on
the date on
which threshold
was crossed or
reached ZERO 684,509,856
Position of
previous
notification
(if
applicable) 8.1% 8.1%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of
shares ISIN
code (if
possible) Number of voting rights(ix) % of voting rights
Direct (Art 9 of Indirect (Art 10 of Indirect (Art 10 of
Directive Directive Directive
2004/109/EC) 2004/109/EC) Direct (Art 9 of Directive 2004/109/EC)
(DTR5.1) (DTR5.2.1) 2004/109/EC) (DTR5.1) (DTR5.2.1)
GB00BYYDKX57 0% 0%
SUBTOTAL 8. A 0% 0%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Conversion Number of voting rights that may be % of voting rights
financial date(x) Period(xi) acquired if the instrument is
instrument exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Type of Expiration Exercise/ Conversion Physical or Number of voting % of voting rights
financial date(x) Period (xi) cash rights
instrument settlement(xii)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not
controlled by any natural person or legal entity and
does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are
effectively held starting with the ultimate controlling
natural person or legal entity(xiv) (please add
additional rows as necessary)
Name(xv) % of voting rights if % of voting rights Total of both if it
it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting
rights held
The date until which the voting
rights will be held
11. Additional information(xvi)
Place of completion UNITED KINGDOM
Date of completion 08/01/2021
Annex: Notification of major holdings (to be filed with the FCA only)
A: Identity of the person subject to the notification obligation
Full name (including legal form for legal entities)
Contact address (registered office for legal entities)
E-Mail
Phone number / Fax number
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
E-Mail
Phone number / Fax number
Other useful information (e.g. functional relationship with the person or
legal entity subject to the notification obligation)
C: Additional information
Please send the completed form together with this annex to the
FCA at the following email address: Majorshareholdings@fca.org.uk.
Please send in Microsoft Word format if possible.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210111005623/en/
CONTACT:
ECR Minerals plc
SOURCE: ECR Minerals plc
Copyright Business Wire 2021
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