Capricorn Energy PLC Holding(s) in Company (4161S)
November 06 2023 - 2:00AM
UK Regulatory
TIDMCNE
RNS Number : 4161S
Capricorn Energy PLC
05 November 2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BRJ7R218
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Newtyn Management, LLC
City of registered office (if applicable)
New York
Country of registered office (if applicable)
United States
4. Details of the shareholder
Name City of registered office Country of registered office
Newtyn TE Partners, LP New York United States
=========================== ==============================
Newtyn Partners, LP New York United States
=========================== ==============================
5. Date on which the threshold was crossed or reached
02-Nov-2023
6. Date on which Issuer notified
03-Nov-2023
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 12.270000 0.000000 12.270000 11585487
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable)
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00BRJ7R218 11585487 12.270000
====================== ====================== ====================== ======================
Sub Total 8.A 11585487 12.270000%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Sub Total 8.B1
=========================================== ========================= ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Sub Total 8.B2
========================================================= =================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
Newtyn Management,
LLC Newtyn Partners, LP 6.140000 6.140000%
======================= ===================== ===================== ======================
Newtyn Management, Newtyn TE Partners,
LLC LP 6.130000 6.130000%
======================= ===================== ===================== ======================
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
03-Nov-2023
13. Place Of Completion
New York, NY USA
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END
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