Capricorn Energy PLC Holding(s) in Company (0827D)
October 17 2022 - 3:27AM
UK Regulatory
TIDMCNE TIDM42SB
RNS Number : 0827D
Capricorn Energy PLC
17 October 2022
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BN0SMB92
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
The Goldman Sachs Group, Inc.
City of registered office (if applicable)
Wilmington, Delaware
Country of registered office (if applicable)
USA
4. Details of the shareholder
Name City of registered office Country of registered office
Goldman Sachs International London United Kingdom
=========================== ==============================
5. Date on which the threshold was crossed or reached
12-Oct-2022
6. Date on which Issuer notified
14-Oct-2022
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 10.188002 3.547384 13.735386 43276416
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 9.976162 3.324749 13.300911
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00BN0SMB92 32099587 10.188002
====================== ====================== ====================== ======================
Sub Total 8.A 32099587 10.188002%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Securities Lending Open 606760 0.192578
============================================ ======================== ==================
Sub Total 8.B1 606760 0.192578%
======================== ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Swap 22-Mar-2023 Cash 5187409 1.646418
====================================== ================= ================== ==================
Swap 27-Feb-2023 Cash 4531654 1.438289
====================================== ================= ================== ==================
Swap 12-Oct-2032 Cash 457747 0.145283
====================================== ================= ================== ==================
Swap 06-Oct-2032 Cash 185633 0.058918
====================================== ================= ================== ==================
Swap 12-Oct-2032 Cash 157218 0.049899
====================================== ================= ================== ==================
Swap 06-Oct-2032 Cash 25917 0.008226
====================================== ================= ================== ==================
Swap 06-Oct-2032 Cash 15476 0.004912
====================================== ================= ================== ==================
Swap 24-Feb-2032 Cash 8715 0.002766
====================================== ================= ================== ==================
Swap 30-Jun-2031 Cash 300 0.000095
====================================== ================= ================== ==================
Sub Total 8.B2 10570069 3.354806%
================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
The Goldman Sachs
Group, Inc. (Chain
1)
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs (UK)
1) L.L.C. 10.029578 3.547384 13.576961%
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs Group
1) UK Limited 10.029578 3.547384 13.576961%
======================= ===================== ===================== ======================
The Goldman Sachs
Group, Inc. (Chain Goldman Sachs
1) International 10.029578 3.547384 13.576961%
======================= ===================== ===================== ======================
The Goldman Sachs Group, Inc. (Chain 2)
===================== ===================== ======================
The Goldman Sachs GSAM Holdings LLC
Group, Inc. (Chain
2)
======================= ===================== ===================== ======================
The Goldman Sachs Goldman Sachs Asset
Group, Inc. (Chain Management, L.P.
2)
======================= ===================== ===================== ======================
The Goldman Sachs Group, Inc. (Chain 3)
===================== ===================== ======================
The Goldman Sachs NNIP Holdings LLC
Group, Inc. (Chain
3)
======================= ===================== ===================== ======================
The Goldman Sachs NNIP UK Holdings I
Group, Inc. (Chain Ltd
3)
======================= ===================== ===================== ======================
The Goldman Sachs NNIP UK Holdings II
Group, Inc. (Chain Ltd
3)
======================= ===================== ===================== ======================
The Goldman Sachs NNIP Holdings I B.V.
Group, Inc. (Chain / NNIP Holdings II
3) B.V.
======================= ===================== ===================== ======================
The Goldman Sachs NN Investment
Group, Inc. (Chain Partners Holdings
3) B.V.
======================= ===================== ===================== ======================
The Goldman Sachs Group, Inc. (Chain 4)
===================== ===================== ======================
The Goldman Sachs The Goldman Sachs
Group, Inc. (Chain Group, Inc.
4)
======================= ===================== ===================== ======================
The Goldman Sachs Goldman Sachs Bank
Group, Inc. (Chain USA
4)
======================= ===================== ===================== ======================
The Goldman Sachs Goldman Sachs Bank
Group, Inc. (Chain Europe SE
4)
======================= ===================== ===================== ======================
The Goldman Sachs Group, Inc. (Chain 5)
===================== ===================== ======================
The Goldman Sachs Goldman Sachs & Co.
Group, Inc. (Chain LLC
5)
======================= ===================== ===================== ======================
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Please note, the total amount of voting rights have been rounded
to 6 decimal places therefore there is a possibility of a rounding
error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
12. Date of Completion
14-Oct-2022
13. Place Of Completion
Warsaw
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