Current Report Filing (8-k)
March 16 2020 - 4:53PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 16, 2020
OriginClear, Inc.
|
(Exact name of registrant as specified in its charter)
|
Nevada
|
|
333-147980
|
|
26-0287664
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
525 S. Hewitt Street
Los Angeles, CA 90013
(Address of principal executive offices) (Zip
Code)
Registrant's telephone number, including area
code (323) 939-6645
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
General Instruction A.2. below):
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: None.
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
|
Item 8.01 Other Events.
OriginClear, Inc. (the “Company”)
will be relying on the Securities and Exchange Commission’s Order under Section 36 of the Securities Exchange Act of 1934
Granting Exemptions From Specified Provisions of the Exchange Act and Certain Rules Thereunder dated March 4, 2020 (Release No.
34-88318) (the “Order”) to delay the filing of its Annual Report on Form 10-K for the year ended December 31, 2019
(the “Report”) due to the circumstances related to COVID-19. In particular, COVID-19 has caused severe disruptions
in transportation and limited access to the Company’s facilities resulting in limited support from its staff and professional
advisors. This has, in turn, delayed the Company’s ability to complete its audit and prepare the Report. Notwithstanding
the foregoing, the Company expects to file the Report no later than May 14, 2020 (which is 45 days from the Report’s original
filing deadline of March 30, 2020).
In light of the current COVID-19 pandemic, the
Company will be including the following Risk Factor in its Report:
An occurrence of an uncontrollable event such as the COVID-19
pandemic may negatively affect our operations.
The occurrence of an uncontrollable event such as the COVID-19 pandemic may negatively affect our operations. A pandemic typically
results in social distancing, travel bans and quarantine, and this may limit access to our facilities, customers, management, support
staff and professional advisors. These factors, in turn, may not only impact our operations, financial condition and demand for
our goods and services but our overall ability to react timely to mitigate the impact of this event. Also, it may hamper our efforts
to comply with our filing obligations with the Securities and Exchange Commission.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
|
OriginClear, Inc.
|
|
|
|
Date: March 16, 2020
|
By:
|
/s/ T. Riggs Eckelberry
|
|
|
T. Riggs Eckelberry
Chief Executive Officer
|
Originclear (PK) (USOTC:OCLN)
Historical Stock Chart
From Aug 2024 to Sep 2024
Originclear (PK) (USOTC:OCLN)
Historical Stock Chart
From Sep 2023 to Sep 2024