Initial Statement of Beneficial Ownership (3)
July 15 2020 - 5:03PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
PEN Comeback 2, LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/10/2019
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3. Issuer Name and Ticker or Trading Symbol
Nano Magic Inc. [NMGX]
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(Last)
(First)
(Middle)
750 DENISON COURT |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
BLOOMFIELD HILLS,, MI 48302
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1977943 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrant | 9/6/2019 | 9/6/2023 | Common Stock | 216906 | $1.50 | D | |
Warrant | 10/9/2019 | 10/9/2023 | Common Stock | 88235 | $1.50 | D | |
Warrant | 10/31/2019 | 10/31/2023 | Common Stock | 165441 | $1.50 | D | |
Warrant | 12/10/2019 | 12/10/2023 | Common Stock | 272055 | $1.50 | D | |
Warrant | 1/22/2020 | 1/22/2024 | Common Stock | 198516 | $1.50 | D | |
Warrant | 2/24/2020 | 2/24/2024 | Common Stock | 205868 | $1.50 | D | |
Warrant | 3/24/2020 | 3/24/2024 | Common Stock | 794110 | $1.50 | D | |
Warrant | 3/26/2020 | 3/26/2024 | Common Stock | 36758 | $1.50 | D | |
Explanation of Responses: |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
PEN Comeback 2, LLC 750 DENISON COURT BLOOMFIELD HILLS,, MI 48302 |
| X |
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Signatures
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/s/ Tom J Berman Tom J. Berman, Manager of sole Manager | | 7/15/2020 |
**Signature of Reporting Person | Date |
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