Amended Statement of Ownership (sc 13g/a)
June 19 2017 - 11:59AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Hunter Maritime Acquisition Corp.
(Name of Issuer)
Class A common stock, par value $0.0001 per share
(Title of Class of Securities)
Y37828111
(CUSIP Number)
May 31, 2017
(Date of Event Which Requires Filing of
this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[ X ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
(Page 1 of 6 Pages)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the
Act (however, see the
Notes
).
CUSIP No.
Y37828111
|
13G/A
|
Page 2 of 6 Pages
|
1
|
Names of Reporting
Persons
|
|
|
|
Polar Asset
Management Partners Inc.
|
2
|
Check the appropriate box if a member of a
Group (see instructions)
|
|
|
|
(a)
|
[ ]
|
|
|
(b)
|
[ ]
|
|
3
|
Sec Use Only
|
|
|
|
|
|
4
|
Citizenship or Place of Organization
|
|
|
|
Canada
|
|
|
|
5
|
Sole
Voting Power
|
|
|
|
|
|
|
|
1,704,968
|
Number
of Shares
|
6
|
Shared
Voting Power
|
Beneficially
|
|
|
Owned by
Each
|
|
0
|
Reporting Person
|
|
|
With:
|
7
|
Sole
Dispositive Power
|
|
|
|
|
|
|
1,704,968
|
|
|
8
|
Shared
Dispositive Power
|
|
|
|
|
|
|
|
0
|
9
|
Aggregate Amount Beneficially Owned by Each
Reporting Person
|
|
|
|
1,704,968
|
|
10
|
Check box if the
aggregate amount in row (9) excludes certain shares (See Instructions)
|
|
[ ]
|
|
|
11
|
Percent of class represented by amount in
row (9)
|
|
11.24%
|
|
12
|
Type of Reporting Person (See Instructions)
|
|
IA
|
|
CUSIP No.
Y37828111
|
13G/A
|
Page 3 of 6 Pages
|
Item 1.
(a)
|
Name of Issuer:
|
|
|
|
The name of the issuer is Hunter Maritime Acquisition
Corp. (the "
Company
").
|
|
|
(b)
|
Address of Issuer's Principal Executive
Offices:
|
|
|
|
The Company's principal executive offices are located at
c/o MI Management Company, Trust Co Complex, Ste 206, Ajeltake Road,
Majuro, Marshall Islands MH96960.
|
Item 2.
(a)
|
Name of Person Filing:
|
This statement is filed by Polar Asset
Management Partners Inc., a company incorporated under the laws on Ontario,
Canada, which serves as the investment manager to Polar Multi Strategy Master
Fund, a Cayman Islands exempted company ("
PMSMF
") and certain managed
accounts (together with PMSMF, the Polar Vehicles), with respect to the Shares
(as defined below) directly held by the Polar Vehicles.
The filing of this statement should not
be construed as an admission that the Reporting Person is, for the purposes of
Section 13 of the Act, the beneficial owner of the Shares reported herein.
(b)
|
Address of Principal Business Office or, if None,
Residence:
|
The address of the business office of
the Reporting Person is 401 Bay Street, Suite 1900, PO Box 19, Toronto, Ontario
M5H 2Y4, Canada.
The citizenship of the Reporting Person
is Canada.
(d)
|
Title and Class of
Securities:
|
Class A common shares, par value
$0.0001 per share (the "
Shares
")
Y37828111
Item 3.
|
If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the
person
filing is a:
|
|
(a)
|
[ ]
|
Broker or dealer registered under Section 15 of the
Act;
|
|
|
|
|
|
(b)
|
[ ]
|
Bank as defined in Section 3(a)(6) of the Act;
|
|
|
|
|
|
(c)
|
[ ]
|
Insurance company as defined in Section 3(a)(19) of the
Act;
|
|
|
|
|
|
(d)
|
[ ]
|
Investment company registered under Section 8 of the
Investment Company Act of 1940;
|
CUSIP No.
Y37828111
|
13G/A
|
Page 4 of 6 Pages
|
|
(e)
|
[ ]
|
An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
|
|
|
|
|
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in
accordance with Rule 13d-1(b)(1)(ii)(F);
|
|
|
|
|
|
(g)
|
[ ]
|
A parent holding company or control person in
accordance with Rule 13d-1(b)(1)(ii)(G);
|
|
|
|
|
|
(h)
|
[ ]
|
A savings associations as defined in Section
3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
|
(i)
|
[ ]
|
A church plan that is excluded from the
definition of an investment company under section 3(c)(14) of the
Investment Company Act of 1940;
|
|
|
|
|
|
(j)
|
[ X ]
|
A non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J);
|
|
|
|
|
|
(k)
|
[ ]
|
Group, in accordance with Rule
240.13d-1(b)(1)(ii)(K).
|
|
|
|
|
|
If filing as a non-U.S. institution in accordance
with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
|
|
|
|
The Reporting Person is an investment fund
manager registered with the Ontario Securities Commission and a
broker-dealer registered with the Investment Industry Regulatory
Organization of Canada.
|
The percentages used herein are
calculated based upon 15,173,100 Shares outstanding as of December 31, 2016, as
reported in the Companys Report on Form 20-F, filed with the Securities and
Exchange Commission on April 27, 2017.
The information required by Items 4(a)
- (c) is set forth in Rows 5 - 11 of the cover page for the Reporting Person and
is incorporated herein by reference.
Item 5.
|
Ownership of Five Percent or Less of a
Class.
|
Not applicable.
Item 6.
|
Ownership of more than Five Percent on
Behalf of Another Person.
|
See Item 2. Polar Vehicles have the
right to receive or the power to direct the receipt of dividends or the proceeds
from the sale of more than 5% of the Shares.
Item 7.
|
Identification and classification of the
subsidiary which acquired the security being reported on
by the
parent holding company or control person.
|
Not applicable.
Item 8.
|
Identification and classification of members
of the group.
|
Not applicable.
CUSIP No.
Y37828111
|
13G/A
|
Page 5 of 6 Pages
|
Item 9.
|
Notice of Dissolution of Group.
|
Not applicable.
By signing below the Reporting
Person certifies that, to the best of its knowledge and belief, (i) the
securities referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect and (ii) the
foreign regulatory schemes applicable to investment fund managers and
broker-dealers are substantially comparable to the regulatory schemes applicable
to the functionally equivalent U.S. institutions. The Reporting Person also
undertakes to furnish to the Commission staff, upon request, information that
would otherwise be disclosed in a Schedule 13D.
SIGNATURE
After reasonable inquiry and to the best of its knowledge and
belief, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Dated: June 19, 2017
POLAR ASSET MANAGEMENT PARTNERS INC.
/s/ Jennifer
Schwartz
Name: Jennifer Schwartz
Title: VP, Legal and Compliance
Hunter Maritime Acquisit... (CE) (USOTC:HUNTF)
Historical Stock Chart
From Dec 2024 to Jan 2025
Hunter Maritime Acquisit... (CE) (USOTC:HUNTF)
Historical Stock Chart
From Jan 2024 to Jan 2025