Statement of Changes in Beneficial Ownership (4)
March 04 2020 - 4:45PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BRADY ROBERT T |
2. Issuer Name and Ticker or Trading Symbol
ASTRONICS CORP
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ATRO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
740 PALOMINO DR. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/2/2020 |
(Street)
JACKSON CITY, WY 83001
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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$.01 PV Com Stk | 3/2/2020 | | M | | 5000 | A | $3.19 | 40537 | D | |
$.01 PV Cl B Stk | 3/2/2020 | | M | | 8852 | A | $3.19 | 178638 | D | |
$.01 PV Cl B Stk | 3/2/2020 | | F | | 2180 | D | $20.27 | 176458 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option | $3.19 | 3/2/2020 | | M | | | 5000 | 9/2/2010 | 3/2/2020 | $.01 PV Com Stk | 5000 | $3.19 | 0 | D | |
Option | $3.19 | 3/2/2020 | | M | | | 8852 | 9/2/2010 | 3/2/2020 | $.01 PV Cl B Stk | 8852 | $3.19 | 0 | D | |
Option | $7.78 | | | | | | | 8/28/2011 | 2/28/2021 | $.01 PV Com Stk | 2500 | | 2500 | D | |
Option | $7.78 | | | | | | | 8/28/2011 | 2/28/2021 | $.01 PV Cl B Stk | 4426 | | 4426 | D | |
Option | $13.69 | | | | | | | 8/28/2012 | 2/28/2022 | $.01 PV Com Stk | 3000 | | 3000 | D | |
Option | $13.69 | | | | | | | 8/28/2012 | 2/28/2022 | $.01 PV Cl B Stk | 4556 | | 4556 | D | |
Option | $12.65 | | | | | | | 8/22/2013 | 2/22/2023 | $.01 PV Com Stk | 3000 | | 3000 | D | |
Option | $12.65 | | | | | | | 8/22/2013 | 2/22/2023 | $.01 PV Cl B Stk | 3570 | | 3570 | D | |
Option | $35.81 | | | | | | | 9/3/2014 | 3/3/2024 | $.01 PV Com Stk | 2000 | | 2000 | D | |
Option | $35.81 | | | | | | | 9/3/2014 | 3/3/2024 | $.01 PV Cl B Stk | 1650 | | 1650 | D | |
Option | $45.88 | | | | | | | 9/10/2015 | 3/10/2025 | $.01 PV Com Stk | 3000 | | 3000 | D | |
Option | $45.88 | | | | | | | 9/10/2015 | 3/10/2025 | $.01 PV Cl B Stk | 1563 | | 1563 | D | |
Option | $22.93 | | | | | | | 8/26/2016 | 2/26/2026 | $.01 PV Com Stk | 4000 | | 4000 | D | |
Option | $22.93 | | | | | | | 8/26/2016 | 2/26/2026 | $.01 PV Cl B Stk | 1290 | | 1290 | D | |
Option | $28.50 | | | | | | | 9/7/2017 | 3/7/2027 | $.01 PV Com Stk | 4000 | | 4000 | D | |
Option | $28.50 | | | | | | | 9/7/2017 | 3/7/2027 | $.01 PV Cl B Stk | 600 | | 600 | D | |
Option | $34.04 | | | | | | | 3/2/2019 | 3/2/2028 | $.01 PV Com Stk | 4000 | | 4000 | D | |
Option | $34.04 | | | | | | | 3/2/2019 | 3/2/2028 | $.01 PV Cl B Stk | 600 | | 600 | D | |
Restricted Stock Unit | (1) | | | | | | | (2) | (2) | $.01 PV Com Stk | 5600 | | 5600 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
(2) | These restricted stock units are scheduled to vest 100% on August 28, 2020. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BRADY ROBERT T 740 PALOMINO DR. JACKSON CITY, WY 83001 | X |
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Signatures
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/s/Julie Davis as Power of Attorney for Robert T. Brady | | 3/4/2020 |
**Signature of Reporting Person | Date |
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