Initial Statement of Beneficial Ownership (3)
December 18 2019 - 4:42PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Keane Robert S |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/9/2019
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3. Issuer Name and Ticker or Trading Symbol
ASTRONICS CORP [ATRO]
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(Last)
(First)
(Middle)
78 BEACON STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
BOSTON, MA 02108
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
$0.01 PV Common Stock | 181126 | I | Note (1) (1) |
$0.01 PV Class B Stock | 1792798 | I | Note (1) (1) |
$0.01 PV Common Stock | 44200 | I | Note (2) (2) |
$0.01 PV Class B Stock | 206886 | I | Note (2) (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option | 9/3/2014 | 6/10/2020 | $0.01 PV Common Stock | 2000 | $35.81 | I | Note (1) (1) |
Option | 9/3/2014 | 6/10/2020 | $0.01 PV Class B Stock | 1650 | $35.81 | I | Note (1) (1) |
Option | 9/10/2015 | 6/10/2020 | $0.01 PV Common Stock | 3000 | $45.88 | I | Note (1) (1) |
Option | 9/10/2015 | 6/10/2020 | $0.01 PV Class B Stock | 1563 | $45.88 | I | Note (1) (1) |
Option | 8/26/2016 | 6/10/2020 | $0.01 PV Common Stock | 4000 | $22.93 | I | Note (1) (1) |
Option | 8/26/2016 | 6/10/2020 | $0.01 PV Class B Stock | 1290 | $22.93 | I | Note (1) (1) |
Option | 9/7/2017 | 6/10/2020 | $0.01 PV Common Stock | 4000 | $25.50 | I | Note (1) (1) |
Option | 9/7/2017 | 6/10/2020 | $0.01 PV Class B Stock | 600 | $28.50 | I | Note (1) (1) |
Option | 3/2/2019 | 6/10/2021 | $0.01 PV Common Stock | 4000 | $34.04 | I | Note (1) (1) |
Option | 3/2/2019 | 6/10/2021 | $0.01 PV Class B Stock | 600 | $34.04 | I | Note (1) (1) |
Explanation of Responses: |
(1) | The direct owner is the Estate of Kevin T. Keane, the father of this form's Reporting Person. The Reporting Person is one of multiple beneficiaries (and one of multiple trustees) to a trust to be established by that estate. The entire amount of the estate's interest is reported on this form, however the Reporting Person's proportionate interest is well below 50%. |
(2) | Reporting Person is one of multiple potential next-generation beneficiaries to the direct owner of these shares, which is a trust (EAK & KRK Trustees U/A/D
10-15-97 FBO Elizabeth A. Keane).
The entire amount of the estate's interest is reported on this form, however the Reporting Person's proportionate interest is well below 50%. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Keane Robert S 78 BEACON STREET BOSTON, MA 02108 | X | X |
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Signatures
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/s/Julie Davis as Power of Attorney for Robert Keane | | 12/18/2019 |
**Signature of Reporting Person | Date |
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