o NoneEntity Type
0000891166
UNIVERSAL INSURANCE HOLDINGS INC
UNIVERSAL HEIGHTS INC
 
x Corporation
o Limited Partnership
o Limited Liability Company
o General Partnership
o Business Trust
o Other
Name of Issuer
 UNIVERSAL INSURANCE HOLDINGS, INC.
Jurisdiction of Incorporation/OrganizationDELAWARE 
Year of Incorporation/Organization
  x Over Five Years Ago
  o Within Last Five Years (Specify Year)  
  o Yet to Be Formed 



2. Principal Place of Business and Contact Information
Name of Issuer 
 UNIVERSAL INSURANCE HOLDINGS, INC. 
Street Address 1Street Address 2
 1110 W. COMMERCIAL BLVD. SUITE 100
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
 FORT LAUDERDALE FLORIDA 33309 954-958-1200 



3. Related Persons
Last NameFirst NameMiddle Name
DonaghyStephenJ.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
WilcoxFrankC.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
CamposKimberlyD.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
LewisDarryl
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  

 
Last NameFirst NameMiddle Name
PoloskeyMichaelJ.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
PalmieriMatthewJ.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
DownesSeanP.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
SpringerJonW.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

 
Last NameFirst NameMiddle Name
CallahanScottP.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
GordonMarleneM.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
McCahill, IIIFrancisX.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
PetersonRichardD.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

 
Last NameFirst NameMiddle Name
PietrangeloMichaelA.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
SchindlerOzzieA.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

Last NameFirst NameMiddle Name
WilentzJoelM.
Street Address 1Street Address 2
1110 W. Commercial Blvd.Suite 100
CityState/Province/CountryZIP/Postal Code
Ft. LauderdaleFLORIDA33309
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  

 


4. Industry Group
o Agriculture Health Care o Retailing
 Banking & Financial Services   o Biotechnology o Restaurants
  o Commercial Banking   o Health Insurance Technology
  x Insurance  o Hospitals & Physicians  o Computers
  o Investing  o Pharmaceuticals  o Telecommunications
  o Investment Banking  o Other Health Care  o Other Technology
  o Pooled Investment Fund

    Travel
  o Other Banking & Financial Services o Manufacturing  o Airlines & Airports
 Real Estate  o Lodging & Conventions
  o Commercial  o Tourism & Travel Services
  o Construction  o Other Travel
  o REITS & Finance o Other
  o Residential 
  o Other Real Estate 
o Business Services 
 Energy 
  o Coal Mining 
  o Electric Utilities 
  o Energy Conservation 
  o Environmental Services 
  o Oil & Gas 
  o Other Energy 


5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
o No Revenues o No Aggregate Net Asset Value
o $1 - $1,000,000 o $1 - $5,000,000
o $1,000,001 - $5,000,000 o $5,000,001 - $25,000,000
o $5,000,001 - $25,000,000 o $25,000,001 - $50,000,000
o $25,000,001 - $100,000,000 o $50,000,001 - $100,000,000
o Over $100,000,000 o Over $100,000,000
x Decline to Disclose o Decline to Disclose
o Not Applicable o Not Applicable


6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
o Rule 504(b)(1) (not (i), (ii) or (iii)) o Rule 505
o Rule 504 (b)(1)(i) x Rule 506(b)
o Rule 504 (b)(1)(ii) o Rule 506(c)
o Rule 504 (b)(1)(iii) o Securities Act Section 4(a)(5)
  o Investment Company Act Section 3(c)

7. Type of Filing
x New Notice Date of First Sale 2021-11-23 o First Sale Yet to Occur
o Amendment

8. Duration of Offering
Does the Issuer intend this offering to last more than one year? o Yes x No

9. Type(s) of Securities Offered (select all that apply)
o Pooled Investment Fund Interests o Equity
o Tenant-in-Common Securities x Debt
o Mineral Property Securities o Option, Warrant or Other Right to Acquire Another Security
o Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security o Other (describe)
  


10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? o Yes x No
 
Clarification of Response (if Necessary) 
  

11. Minimum Investment
Minimum investment accepted from any outside investor$ 0 USD

12. Sales Compensation
RecipientRecipient CRD Number o None
 Piper Sandler & Co. 665
(Associated) Broker or Dealer x None(Associated) Broker or Dealer CRD Number x None
    
Street Address 1Street Address 2
 800 Nicollet Mall Suite 900
City State/Province/CountryZIP/Postal Code
 Minneapolis MINNESOTA 55402
State(s) of Solicitation x All States o Foreign/Non-US
 

 



13. Offering and Sales Amounts
Total Offering Amount $   USD x Indefinite
Total Amount Sold $ 100000000 USD 
Total Remaining to be Sold $   USD x Indefinite
 
Clarification of Response (if Necessary)
  


14. Investors
o Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
 
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: 40


15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions$ 3000000 USD x Estimate
Finders' Fees$ 0 USD o Estimate
 
Clarification of Response (if Necessary)
  


16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
 $ 0 USD o
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