Appointment of Agent for Service of Process and Undertaking (f-x)
March 23 2020 - 6:21AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM F-X
APPOINTMENT
OF AGENT FOR SERVICE
OF PROCESS AND UNDERTAKING
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A.
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Name of issuer or person filing
(Filer): Turquoise Hill Resources Ltd.
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B.
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This is [check one]:
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☒
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an original filing for the Filer.
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☐
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an amended filing for the Filer.
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C.
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Identify the filing in conjunction with which this Form is being filed:
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Name of registrant:
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Turquoise Hill Resources Ltd.
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Form type:
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Form 40-F
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File Number (if known):
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001-32403
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Filed by:
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Turquoise Hill Resources Ltd.
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Date Filed:
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March 20, concurrently herewith.
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D.
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The Filer is incorporated or organized under the laws of YUKON, CANADA and has its principal place of business at:
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Suite 3680 1 Place Ville Marie
Montreal, Quebec H3B 3P2
Canada
(514) 848-1567
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E.
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The Filer designates and appoints CT Corporation System (Agent), located at:
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CT Corporation System
28 Liberty
Street 42nd Floor
New York, New York 10005
(212) 894-8700
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as the agent of the Filer upon whom may be served any process, pleadings, subpoenas, or
other papers in:
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(a)
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any investigation or administrative proceeding conducted by the Commission; and
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(b)
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any civil suit or action brought against the Filer or to which the Filer has been joined as defendant or
respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or of any of its territories or possessions or of the District of Columbia, where the investigation, proceeding or cause of action
arises out of or relates to or concerns the securities in relation to which the obligation to file an annual report on Form 40-F arises, or any purchases or sales of such securities. The Filer stipulates and
agrees that any such civil suit or action or administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon such agent for service of process, and that
service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been made.
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F.
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The Filer stipulates and agrees to appoint a successor agent for service of process and file an amended
Form F-X if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed from the date the Filer has ceased reporting
under the Securities Exchange Act of 1934. Filer further undertakes to advise the Commission promptly of any change to the Agents name or address during the applicable period by amendment of this Form, referencing the file number of the
relevant form in conjunction with which the amendment is being filed.
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G.
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The Filer undertakes to make available, in person or by telephone, representatives to respond to
inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to the Form 40-F; the securities to which the Form 40-F relates; and the transactions in such securities.
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The Filer certifies that it has duly caused this power of attorney, consent, stipulation and agreement to be
signed on its behalf by the undersigned, thereunto duly authorized, in the City of Montreal, Province of Quebec, Country of Canada, on this 20th day of March 2020.
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Filer: TURQUOISE HILL RESOURCES LTD.
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By:
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/s/ Dustin S. Isaacs
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Name:
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Dustin S. Isaacs
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Title:
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General Counsel and Corporate Secretary
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This statement has been signed by the following persons in the capacities and on the dates indicated.
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CT Corporation System
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As Agent for Service of Process for
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TURQUOISE HILL RESOURCES LTD.
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By:
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/s/ Karen Spain
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Name:
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Karen Spain
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Title:
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Assistant Secretary
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Date: March 20, 2020
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