Current Report Filing (8-k)
August 03 2022 - 04:14PM
Edgar (US Regulatory)
Allison Transmission Holdings Inc false
0001411207 0001411207 2022-08-03 2022-08-03
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): August 3,
2022
ALLISON
TRANSMISSION HOLDINGS, INC.
(Exact Name of Registrant as Specified in Charter)
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Delaware |
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001-35456 |
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26-0414014 |
(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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One Allison Way, Indianapolis,
Indiana |
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46222 |
(Address of principal executive
offices) |
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(Zip Code) |
Registrant’s telephone number, including area code (317)
242-5000
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
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☐ |
Written communication pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common stock, $0.01 par
value |
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ALSN |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17
CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (17 CFR §240.12b-2 of
this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 2.02 |
Results of Operations and Financial Condition.
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On August 3, 2022, Allison Transmission Holdings, Inc.
(“Allison”) published an earnings release reporting its financial
results for the three months ended June 30, 2022. A copy of
the earnings release is attached as Exhibit 99.1 hereto. Following
the publication of the earnings release, Allison will host an
earnings call on August 3, 2022 at 5:00 p.m. ET on which its
financial results for the three months ended June 30, 2022
will be discussed. The investor presentation materials that will be
used for the call are attached as Exhibit 99.2 hereto.
On August 3, 2022, Allison posted the materials attached as
Exhibits 99.1 and 99.2 on its web site
(www.allisontransmission.com).
As discussed on page 2 of Exhibit 99.2, the investor presentation
contains forward-looking statements within the meaning of the
federal securities laws. These statements are present expectations,
and are subject to the limitations listed therein and in Allison’s
other Securities and Exchange Commission filings, including that
actual events or results may differ materially from those in the
forward-looking statements.
The foregoing information (including the exhibits hereto) is being
furnished and shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended,
or otherwise subject to the liabilities of that section, nor shall
it be deemed incorporated by reference in any filing under the
Securities Act of 1933, as amended, except as expressly set forth
by specific reference in such filing.
Item 9.01 |
Financial Statements and Exhibits.
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(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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Allison Transmission Holdings, Inc. |
Date: August 3, 2022 |
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By: |
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/s/ Eric C. Scroggins
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Name: |
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Eric C.
Scroggins |
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Title: |
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Vice
President, General Counsel |
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