Statement of Changes in Beneficial Ownership (4)
December 09 2021 - 8:52AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Henderson Robert S |
2. Issuer Name and Ticker or Trading Symbol
TransDigm Group INC
[
TDG
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Exec.V.P. |
(Last)
(First)
(Middle)
TRANSDIGM INC., 35 NORTH LAKE AVENUE SUITE 920 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/24/2021 |
(Street)
PASADENA, CA 91101
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 2/24/2021 | | M | | 10000 | A | $191.79 | 10000 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 2/24/2021 | | S | | 642 | D | $608.8903 (1) | 9358 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 2/24/2021 | | S | | 1000 | D | $609.7621 (2) | 8358 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 2/24/2021 | | S | | 1345 | D | $610.8425 (3) | 7013 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 2/24/2021 | | S | | 900 | D | $613.1936 (4) | 6113 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 2/24/2021 | | S | | 1190 | D | $614.3757 (5) | 4923 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 2/24/2021 | | S | | 200 | D | $614.955 (6) | 4723 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 2/24/2021 | | S | | 200 | D | $616.216 (7) | 4523 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 2/24/2021 | | S | | 196 | D | $617.5711 (8) | 4327 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 2/24/2021 | | S | | 252 | D | $619.4421 (9) | 4075 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 2/24/2021 | | S | | 100 | D | $620.335 (10) | 3975 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 2/24/2021 | | S | | 3465 | D | $624.4843 (11) | 510 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 2/24/2021 | | S | | 510 | D | $624.6692 (12) | 0 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option | $191.79 | 2/24/2021 | | M | | | 10000 | 9/30/2015 | 11/13/2024 | Common Stock | 10000 | $0.00 | 122000 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Explanation of Responses: |
(1) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $608.45 - $609.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(2) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $609.45 - $610.19. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(3) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $610.485 - $611.15. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(4) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $612.87 - $613.69. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(5) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $613.89 - $614.805. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(6) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $614.90 - $615.01. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(7) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $615.99 - $616.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(8) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $617.505 - $617.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(9) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $619.13 - $619.96. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(10) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $620.28 - $620.39 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(11) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $623.51 - $624.505. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(12) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $624.51 - $624.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Henderson Robert S TRANSDIGM INC. 35 NORTH LAKE AVENUE SUITE 920 PASADENA, CA 91101 |
|
| Exec.V.P. |
|
Signatures
|
Halle Martin as Attorney in fact for Robert Henderson | | 12/9/2021 |
**Signature of Reporting Person | Date |
Transdigm (NYSE:TDG)
Historical Stock Chart
From Sep 2024 to Oct 2024
Transdigm (NYSE:TDG)
Historical Stock Chart
From Oct 2023 to Oct 2024