- Initial Statement of Beneficial Ownership (3)
June 05 2012 - 11:25AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Leary John F
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/31/2012
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3. Issuer Name
and
Ticker or Trading Symbol
TransDigm Group INC [TDG]
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(Last)
(First)
(Middle)
C/O HARTWELL CORPORATION, 900 RICHFIELD RD
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Executive Vice President /
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(Street)
PLACENTIA, CA 92870
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option
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9/30/2004
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8/5/2013
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Common Stock
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8664
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$6.68
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D
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Stock Option
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8/5/2003
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8/5/2013
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Common Stock
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38896
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$6.68
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D
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Stock Option
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9/28/2005
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8/5/2013
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Common Stock
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748
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$13.37
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D
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Stock Option
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9/30/2009
(1)
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11/17/2018
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Common Stock
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60000
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$27.08
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D
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Stock Option
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9/30/2011
(2)
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4/27/2021
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Common Stock
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12000
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$80.80
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D
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Stock Option
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9/30/2012
(3)
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11/14/2021
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Common Stock
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45500
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$97.42
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D
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Explanation of Responses:
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(
1)
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Vest based on the achievement of annual and cumulative per share operating performance targets between fiscal 2009 and fiscal 2013.
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(
2)
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Vest based on the achievement of annual per share operating performance targets between fiscal 2014 and fiscal 2015.
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(
3)
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Vest based on the achievement of annual and cumulative per share operating performance targets between fiscal 2012 and fiscal 2016.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Leary John F
C/O HARTWELL CORPORATION
900 RICHFIELD RD
PLACENTIA, CA 92870
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Executive Vice President
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Signatures
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Halle Fine Terrion as attorney in fact for John Leary
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6/5/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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